EFTA01373327.pdf

Deutsche Bank Securities Inc Client Onboarding Equities 5022 Gate Padova . Suite 500. 32256 Jacksonville. FL. USA Please send all GED related ernails to Rufreio-p.ivaeronm From: Dmitri Saks On Behalf Of US-CB S-AML Sent: Monday, December 22, 2014 5:18 PM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Hello Anastasia, Could you please help to identify the Head of the Business through which this client is being onboarded. AML Compliance needs to have a discussion prior to approving this account. Thank you. US CB&S AML Compliance AML Compliance Deutsche Sank Securities Inc Compliance Rtnitn4rr PettAnn. Anastasia Pringle---12/22/2014 10:43:18 AM---Classification: For internal use only Good morning, Anastasia Pringleidb/dbcom@DBCOEX From. US-CB S-AMUdb/dbcomeDBAMERICAS, To' Cc : Ged Account-Opening/db/dbcom©DBAmeticas, Manikandan MuralidhararVdbfdbcom©DBAPAC 1222f2014 10:43AM Date: RE: EDD package br the RID: ONS-12C002 LKYCUS-3443 Party name : Southern Financial LW [I) Subject: Classification: For Internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067442 CONFIDENTIAL SDNY_GM_00213626 EFTA01373327