EFTA01454175.pdf

12 May 2014 Pepe 2 Of 2 Doubts Bank AG SOUTHERN FINANCIAL, LLC FX • Options Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEural 21-Nor-2013 2040%42014 25,41ov-2014 (1.000000 00) USD 101030,000 RV SHORT EUROPEAN CALL 101 0000 (2623920) 710423459 FINANCIAL. LLC 3663644' SOUTHERN FXOneBarOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0000 10.95843 710423461 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOneBarOneT 21-Nor-2013 20•Nov2014 25-Nov-2014 (21,0')0.00) USD 0 JPY LONG EUROPEAN 0.0093 8,540 98 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnegananeT 21-No,-2013 20-Nw-2014 25-Nw-2014 121.0IXI MI USD 0 FY LONG EtPCFEAN 0.0000 6,581 45 710423465 FINANCIAL. LLC ouchOpl Subtotal 1,15.134: amiaddeekalta Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTFERTI CommoclhOpEu 03-Apr-2014 OF>Dec-20I4 C&Dec-2014 SHORT EUROPEAN CALL XCU 03.7W.COD YD) USD (50 001M725 0 7,000 0000 (322.7`587! 718126395 FINANCIAL. LLC ro Elasektetal Subtotal: (322.71583; (322,874.17) Statement ID : 182298_20140512_20140513_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112146 CONFIDENTIAL SDNY_GM_00258330 EFTA01454175