EFTA01356743.pdf

KYC Mint Page 29 of 35 - Veronica Maria Silva Luna: Delegate Council Member. - Juan Carlos Rodriguez Cuba: Delegate Council Member. - Marlene Strutz Recinos: Council Member. - Paul Georg Peter Pagnia: Council Member. • Olga Del Castillo Alegre: Secretary. non•council member. Please indicate how ownership of the legal entity is reflected: N/A 0 Special attention . Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons) The company is beneficially owned by Mr. Juan Fernando Belmont Anderson and his family through the Opus Futurus Foundation To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g external legal counsel. client referral source. supplier of Yes Li No ,71 1 goods or services)?: Descrthe Nature of Entity's Primary Business and Investment Activities Nature of the business Pr ivate -nvestmen: company Countries where business is transacted Soa n Number of employees' 0 3D. Wealth Profile (Only for parties requiring source of wealth descript.on as indicated in Section 2) Primary Country of source of wealthisource of Peru Funds? Primary industry of source of Wealth/Source of Real Estate Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): The company acts as the holding company of the group's investments. As of 02 2015 the company holds approximately S197MM USD n net assets Estimated gross receipts p.a.(S): 24.000.000.00 Estimated net profit pa. (5): 19.000 000 00 Estimated investable assets ($): $100 MM - 500 MM Potential Amount to be invested with PWM ($): 10.500.000.00 Other Known Financial Institutions: Institution: Santander Country: Spar Es: Assets Under Mgt 128 000 000 00 Institution Deutsche Bank Country USA Es: Assets Under Mgt 5.411 000 00 Institution: C0c.^!ry Es: Assets Under Mgt One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entrties) Legal Entity Name: Norval Associated S A - Ea Private Investment 0 Foundation/Association • Trust Company Type of Entity: Purpose of Entity: Fhilanthropic/Charitab:e r_-]Estate IT Partnership mmercial Type of Entity Other Purpose of Entity (specify): Other (specify): Panama 4114/2005 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&... 12/19/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042769 CONFIDENTIAL SDNY GM_00168953 EFTA01356743