EFTA01438376.pdf

Subject: RE: , Neptune LLC & Butterfly Trust - GCIS # 489505, 487264 & 486426, KYC # 2075620 [I] From: Vijay-A Sawant <Wiliam> Date: Tue, 16 Apr 2019 05:56:06 -0400 To: Stewart Oldfield Mayur Rathod Cc: Bradley Gill Natalie Bara Vinita Advan Classification: For internal use only Hello Stewart, Thank you for the confirmation. Just for our records, could you confirm that the following accounts (due for remediation later this year) from the SOUTHERN FINANCIAL RELATIONSHIP are closing as well? We will update our records accordingly, thanks in advance again. GCIS Customer Number KYC ID Full Legal Name 483289 Epstein, Jeffrey E. 483882 Southern Financial LLC 483883 Southern Trust Company, Inc. EFTA01438376 486423 Jeepers, Inc 486426 2075620 Butterfly Trust 486427 J. Epstein Virgin Islands Foundation, Inc 486428 The Haze Trust 487216 JEGE, LLC 487219 Plan D, LLC 487225 Hyperion Air, LLC 487264 EFTA01438377  2075620 Neptune, LLC 487265 NES, LLC 489505 2075620 499733 LSJE, LLC 550331 Zorro Management, LLC 550868 Prytanee, LLC Kind Regards, {cid:1 [email protected]} Vijay Sawant EFTA01438378 KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India From: Stewart Oldfield Sent: Monday, April 15 2019 8:58 PM To: Mayur Rathod Cc: Vi'a -A Sawan ; Bradley Gillin >; Natalie Barak M ia ,; Vinita Advani Subject: Re: , Neptune LLC & Butterfly Trust - GCIS # 489505, 487264 & 486426, KYC # 2075620 [I] These accounts (and all accounts under the southern financial relationship) are being exited. No need to do any of this work. Thanks. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management EFTA01438379 Email Securities offered through Deutsche Bank Securities Inc. On Apr 15, 2019, at 9:46 AM, Mayur Rathod <rill.PRIMOMIIMPIMMII wrote: Classification: For internal use only Hi Stew, Good Morning!! I am completing the 2019 HR Periodic Review for the subject client. *** After reviewing all the available documents & previous KYC below is the drill down for all the three account holders. Please confirm if it is correct. - 489505 Joint Account Holder & Auth Signor Karyna Shuliak Joint Account Holder & Auth Signor Neptune LLC - 487264 Account Holder EFTA01438380 Jeffrey E. Epstein UBO, Sole Member of Neptune LLC & Auth Signor Harry Beller Auth Signor Darren K. Indyke Auth Signor Richard D. Kahn Manager of Neptune LLC Butterfly Trust - 486426 Account Holder Jeffrey E. Epstein Grantor of Butterfly Trust Harry Beller Trustee & Auth Signor Erika Kellerhals Trustee & Auth Signor Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust EFTA01438381 Mathilde Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Darren K. Indyke Beneficiary of Butterfly Trust Karyna Shuliak Beneficiary of Butterfly Trust Richard D. Kahn Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust EFTA01438382 *** Below are the details required to complete the 2019 Periodic Review :- Please confirm if there are any material changes for all the three account holders KYC — will need client person name you confirmed this with and date. Could you please provide SOW verification (SOW description) for Karyna Shuliak. Also please confirm if she has dual citizenship — She has US Driver's License (attached) and we found an old Employment Authorization Card (also attached) which shows her Country of Birth as Belarus. Primary Decision Maker for all the three account holders. I've already launched the case (2075620) and will raise research once we get the no material changes confirmation. Please note depending on your responses, we may require additional details/- documents. Also would like to inform you that in coming days I'll be sending review email for other SOUTHERN FINANCIAL RELATIONSHIP accounts. Kindly assist with the above. Thanks is advance. Kind Regards, EFTA01438383 <image001.gif> Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management <Karyna Shuliak ID.pdf> <Karyna Shuliak_Latest ID.pdf> EFTA01438384