EFTA01362182.pdf

From: Naveen Bagaria Sent: Friday, August 03, 2018 9:45 AM To: Stewart Oldfi Bradley ' • Cc: Halina Laczny ; Debra Jasper • '[email protected]' <njpwrnbankingexceptioncheckprocessingeistdb.coni>; Oversight Control coversight.contralatdb.com> Subject: OD REFERRALS (08/02/2018) A/c # 35267258 [I] Classification: For Internal use only Hi Team, Please find the attached OD Referral for today and approve these with your decision hand-written on the OD referral form with two signatures (mandatory). Please provide the below information on the form - • Ok to pay / Not Ok to pay, • Reason on how and when the OD will be covered. Thank you. Regards, Naveen Bagaria coo Wealth Management Operations US DWI Global Services Private Limited A-1 tower Evolve, 2nd Floor, Mahindra World City-SEZ, Jaipur (RAJ) 302029, India Telephone: +1-212-469-2366 Ava a/Voi : +44-207-5419141 Fax: +1-201-669-3854 Email • • Please send all Banking related queries to our new Group E-mail ID - gtopwmbankingexceptiontheckprocessingglist.db.com This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e-mail is strictly forbidden. Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051503 CONFIDENTIAL SDNY_GM_00197687 EFTA01362182