EFTA01416461.pdf

Subject: RE: PRIIPs Client Notification [I] From: Gbenga Omosuyi Date: Mon, 18 Dec 2017 11:58:48 -0500 To: Sylvia Escobar Anna-Sofiya Lupolover Cynthia Rodriguez Cc: Stewart Oldfield Olivier Poncet <[email protected]> Sure thing — keep in mind ISG validation varies from the Banker CA validation_ thanks! From: Sylvia Escobar Sent: Monday, December 18, 2017 11:58 AM Anna-Sofia Lupolover C nthia Rodriguez Cc: Stewart Oldfield ; Olivier Poncet Subject: RE: PRIIPs Client Notification [I] Hi Gbenga, Could you please send me the final account population once you are done with your validation? Thanks Sylvia {https://brandportal.intranet.db.com/img/modules/logo.gif} Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas EFTA01416461 From: Gbenga Omosuyi Sent: Monday, December 18, 2017 11:37 AM To: Anna-Sofiya Lupolover Cynthia Rodriguez ; S lvia Escobar ; Olivier Poncet Subject: RE: PRIIPs Client Notification [I] Thanks Anna-Sofiya, Cynthia. Sylvia — kindly see below note re: N4G024943 and attached supporting doc. Can we please remove the client from the PRIIPs notification list? (FYI - there may be a few more of these "non-EEA domiciled" confirmations coming down...) Many thanks! Best, Gbenga fhttps://brandportal.intranet.db.com/img/modules/- DAWM_logo_metallic 46x46.gifl Gbenga Omosuyi Business Manager I GPS - Investment Solutions Group Deutsche Bank Securities Inc. I Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor, New York, NY 10154-0004 EFTA01416462 From: Anna-Sofiya Lupolover Sent: Monday, December 18, 2017 11:26 AM To: Gbenga Omosuyi Cc: C nthia Rodriguez < ; Stewart Oldfield Subject: FW: PRIIPs Client Notification [I] Classification: For internal use only FYI. Please see below. Kind Regards, Anna-Sofiya fcid:3 [email protected] Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Monday, December 18, 2017 11:22 AM To: Anna-Sofiya Lupolover <[email protected]>; Stewart Oldfield EFTA01416463 < =)* Cc: Bradley Gillin Subject: RE: PRIIPs Client Notification [I] Classification: For internal use only Hi Anna, This entity is a trust set up by Jeffrey Epstein, residing in USVI. This trust is regulated by the laws of the state of NY, and has never been domiciled in Italy. Attached is the trust agreement as support. Please let us know if you need anything else to support this. Thank you so much. Kind regards, Cynthia Rodriguez fcid:[email protected] Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York, NY, USA From: Anna-Sofiya Lupolover Sent: Monday, December 18, 2017 10:53 AM To: Stewart Oldfield ‹ > EFTA01416464 Cc: Cynthia Rodri ; Bradley Gitlin Subject: PRIIPs Client Notification [I] Classification: For internal use only Hello, Below is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3rd 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally based on a list compiled by Brokerage. If you believe that your client is not EEA domiciled, please let me know ASAP. Let me know if you have any questions. Thank you. Account # Customer EEA Country Customer Owner Account Address Line 1 N4G024943 Italy Stewart Oldfield EFTA01416465  THE HAZE TRUST Kind Regards, Anna-Sofiya fcid:3 [email protected] Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. New York. NY 10154 Securities offered through Deutsche Bank Securities Inc. EFTA01416466