📄 Extracted Text (430 words)
Deutsche Bank
Form is not valid until signed by BSO.
Private Wealth Management
Re:
Dear Valued Client:
It is the practice of Deutsche Bank Securities Inc. (the "Firm") not to
accept trading instructions from customers via
email, facsimile or voicemail. To facilitate orders more efficiently and
expeditiously, the Firm is willing to make an
exception to allow you to provide trading instructions via email and
facsimile, but not via voicemail. Orders sent by
email or facsimile may not reach the Firm, or once such orders are received,
they may not come to the attention of
the intended recipient in a timely manner. As a result, there may be market
fluctuation during the period between
when the instructions are sent and when the order is received. To alleviate
this possibility, we encourage you to
continue to phone us prior to sending trading instructions via email or
facsimile to make sure communication with
a Client Advisor is established.
In consideration for our agreeing to make this accommodation to accept
instructions from you via email or facsimile
at your request and upon the condition that you acknowledge and agree that
(i) instructions received via email or
facsimile are deemed received only when actually read, and (ii) you agree to
hold harmless and indemnify the Firm
and its affiliates, employees, officers and directors from any and all
liability arising from the execution of transactions
based on such instructions or from such instructions not being executed.
Finally, you agree to accept responsibility
for the transmission of instructions to the Firm and agree that you will
bear the risk of loss arising from the method
of transmission used in the event of transmission errors, misunderstandings,
impersonations, transmission by
unauthorized persons, forgery or intercepts
We require your signature below to indicate your agreement to the above
terms. Please sign below and return this
letter to your Client Advisor at your earliest opportunity. Thank you.
Sincerely,
Branch supervisor's signature
Division of Deutsche Bank Securities Inc.
Acknowledged and Agreed to by Client:
Signature: Signature:
Print Name: Print Name:
Title
BSO validation: Date:
EFTA01467764
"Deutsche Bank" means Deutsche Bank AG and its affiliated companies.
Deutsche Bank Private Wealth Management refers to Deutsche Bank's wealth
management activities for high-net-worth
clients around the world. Deutsche Bank Alex. Brown is the private client
business division of Deutsche Bank Securities Inc., a subsidiary of Deutsche
Bank AG, which conducts investment
banking and securities activities in the United States. Deutsche Bank
Securities Inc. is a member of FINRA, NYSE and SIPC.
11-PWM-0469 (06/11)
006998.063011
[INSERT-Client Name]
[INSERT-Address]
[INSERT-City State Zip]
[INSERT-DBSI Account #]
[INSERT-Date]
EFTA01467765
ℹ️ Document Details
SHA-256
aa6efa0705fdb4dc0faec6967d557edc88f53cb2a24b26ae1d858eed4c4200a2
Bates Number
EFTA01467764
Dataset
DataSet-10
Document Type
document
Pages
2
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