EFTA00292747.pdf

From: Cynthia RoadrWoes cyntIna focloyunze clh corn g Subject RE: DR New York Acct Date: March 6, 201 To: Richard Rah Cc: Bella Klein , Stewart Oidlield Hi Rich, The attached form was not included in my original email. Please have both trustees sign the attached form along with the account opening documents. Feel free to reach out if you have any questions. Thank you. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th FI 0004 New York, NY. USA From: Cynthia Rodriguez Sent: Tuesday, March 06, 2018 11:49 AM To: 'Richard Kahn' < Cc: 'Bella Klein' < >; Stewart Oldfield Subject: DB New York Acct Hi Rich, As discussed with Stew, attached are the account opening documents for the DB New York account on the 2017 Caterpillar Trust. Please have Leslie and Daphne sign the documents and we will have it opened and linked to your online banking profile. Let us know if you have any questions. Thanks! Kind regards, Cynthia Rodriguez EFTA00292747 Deutsche Bank Aktiengesellschaft ^Niter Cirete~ number The 2017 Caterpillar Trust Dear Customer, YAM Ine knowing .0epomor Worm:non Sheer we wish to inform you - pursuant to Section 23a (1) 01the German Banking Act (1(rechtweraingesds PUVGI) - *cod Ina statutory Deposit Guarantee Scheme. Please note details el me separate contractual Deposit Protection Fund (Eattepensichentigs(onds) dthl Assoc:atonal ~non Pants (Elairdemetencl climIscher Canaan) an UMW. et www Oankenverband dekinlnernicherung This InlormaSon sheet pitman~aged information on vie statutory Deposit Guarantee Scheme only Depositor Information Sheet Deposits at the Deutsche Dank AG are protected by. Entscligilienewirichtung~Ascher Denken GmbH' Umn ei protection: EUR 1133 003 per de001.10( per dedil.1dilution' If you hays mu deposits al the same creel inslitunon NI your depeith an same and nehlubeel are '11:29regaled• and the iota, is subject to Mil fl at EUR 100000' II you have ageing accomt with Othea pend1(6). The limil elEUR 100 000 ~MS to emit deposal*: aperalieryi Ralerburailiment petted in ewe addle lessletution's takire. 7 worldng dlivc Coining a reterturamant Euro UMW: EffischM743lingSeinncntung deutsCher Barden GUM Postal address. Burgslrefie 28 Pesach 1104 e8 10178 Send IOW Sedan Grnany kerien :49 (0130 59 00 11 960 Fined inlogeopumen da Wee infonnatiOn — ~Hi ege-banten de ihdolcuite0gement d receipt Dy Ma cittpUild Company name ot the Depositor The 2917 Caterpillar Trust Lesley Groh, Trustee Daphne Wallace, Trustee First signatory name and Signature S“Ond sgnatory name and a9natoe Additional infomialion ' Vote depots Is centred by a statutory Deposit Guarantee Scheme and a contraeJual Derma Guarantee Semler IlmeafeeneV al your cried 1~ 0001Mould ecovr. your deposits would in any case be repaid up to EUR 100 000 a dimOsli is unavailable because a (add institutor, 6 united to mint as inmost otadations. depositors am repad by a Deposit Gunn!~ Scheme The repayment covert at namonson EUR 100000 per credit meld:bon This means inn an clumila st net same credit Maims we added up m ow* to determine this courage dui lf.Ior indent:seacoast« holds. umngs acomMy4M EUR 90 000 and a ornrini account with E UR 20 COO. he or she mu only be repaid EUR 100 COO lin use olpot 4003untS. the erne of EVA 100033 Epees totem orocmid Deposals In an account towed& two er Mere pendm we era.' hea aa memoes °labia:nest pancenhp.014404bon Or Wadi% 01 a Under nature, armour legal PeeOras. ef. are augured and Welded aid rude by • tingle depositor lor ale moue ol calculaing me Meel EUR 100 000 V• re cases Wed n Seim (2)lo (4)of Gann OepOSIGueronleeAc1(ElnlegenserherUnOsgeSetz). dekdada re Inaeled above EUR 100 000 7708 n ibohlbbn can be0otan e0 bun " mobla ei Enimmilmiungseennchtung 0.dpi:heft:Luken Cacti ai www edb-bankenele 'Reimbursement The mammas Dep0.1Goiania* Schema es EnlechadogurigleinitChluagdeuleCher Renate GntH Burgende 28 Pods' address 101 78 Berlin POillat II 04 45 Germany 10534 Wen Wipnone'. :49(0)30 59 00 11NO Emma wocadatiarnen d• yaw edoibantan de rit repay sus erepoets (up to EUR MO 000 within ?working days 11 you have nu been repaid Malin PH Mebane. you should cardaci int Deposit Guarantee Scheme since the Wu to claim reirroursemenl may be barred alter a union time and More info:maps can be °Warned from Me watmel• Of EnladiadlgvNgernrschhalg Oeulecher Etanluen GmbH Wrong edb-benen de Omer Important i~ In general M reien depose:a end businemes ere Cowered by Deposal Guaranies Schemes Except:one td anion deposes are maim, on the vetted* eij (no :wpm. Ida Deposit Guarantee Scheme Your credit onsh/vIon will alto intonn you on redues1 whether amain produas se <Creed or not. edpoLls are Cowell Ta and meals:bon dial Sao unarm mis on the statement ol account lit 02574 t 001117 EFTA00292748  From: Cynthia Rodriguez cynthia todnoueze db corn Subject: DB New York Acct Date: March 6, 2018 at 11:49 AM To: Richard Kahn ncharclkahni24/gmail coon Cc: Bella Khgen okleinS75(agntad corn, Stewart Oldtield stewan.okiteid11db corn Hi Rich, As discussed with Stew, attached are the account opening documents for the DB New York account on the 2017 Caterpillar Trust. Please have Leslie and Daphne sign the documents and we will have it opened and linked to your online banking profile. Let us know if you have any questions. Thanks! Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Fi 10154-1X104 New York. NY. USA This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to disclosures for additional PI I rnrnnratrz anti runt ilatnnr clicrinei it-pc EFTA00292749 Deutsche Bank Wealth Management Business Deposit Account Opening Applicati3r. TM 2017 Caterpillar Trust . . _ 0110312017.. Account Tgfr. Omn Inv)tutsakun The 2017 Caterpillar Trust 090-44-3348 Erlity:Cornoanv NJTO Mxpricr ID Numum IT to 6100 Red Hook Quarter B3. St Thomas 00802 Maim. AsidtIst. St. tf Cie Bus..less Totophone Manhcv BulPrana. fa, Ntalalft 00.-1 Nvnlbrr Loeal Add",.. Id chl felon' Addeessi COW Sti Client Relationship Corporation Limited Liability Company ILLCI Attorney Escrow Account Foundation Partnership Landlord Master Escrow Non-Profit Organization - Limited Liability Partnership (LIP) Trust Estates Private Wealth PremiumTm DBTCA Accounts Deutsche Bank AG NY Branch Accounts • Checking Account "/ Deutsche Bank AG NY Preferred Banking Account Checking with Interest Deutsche Bank AG NY Preferred Certificate of Deposit Money Market Deposit APV Term Amy) 'elm DBTCA Certificate of Deposit uepcsn art-7Unl mon.cci. altlary Math a Lifl AG Preleinvi Imme and CP1614)011 API Tom, Cash Master Sweep Account Target Amount Tripper Arnouni Banking Services Deluxe Checkbook Debit Cards —Business Deun Card Name Only Name and Address Duplicate Statement SM. Coda Colo. N:onc Internet Banking Services DB Private Wealth Online Plus Addron Link to existing online relationship: Coy State ZipCode W<A16:743 015524 ant. 14.9* EFTA00292750 Notice of Customer Identification Policy Important Information To help the government light the funding of terrorism and money laundering activities. Federal law tequilas all financial institutions to obtain, vet ify and record information that identifies each person who establishes an account, investment oi other business relationship with a financial institution. This means that we will ask toe you. name. address and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate or formation or good standing (legal entitles) or a passport or other photo identification (individuals). Information Sharing You authorize Deutsche Bank to share information about you and your Account as set forth in our Privacy Policy, including any disclosures that (1) Deutsche Bank believes are required by applicable law and regulations that apply to Deutsche Bank or others. including disclosure of information about you and your Account to any government agency or sell-moubtory body on request. (2) is necessary or appropriate In connection with Deutsche Bank's provision ol services under this Agreement, or (31 is requested by a financial institution, financial intermediary. or other third party in order to assist such person with compliance with law applicable to such person in connection with services provided to you or on your behalf. 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering end terrorist financing: these rules call for an active involvement of both asset management firms and Mei, clients. Fur new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addiesses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change. OW clients would he obliged to immediately notify us of the change(s1and provide us with relevant documentation to verify these changes. ATM/Debit Service You agree that the retention or use of the ATIWDebit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with D8TCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below. you acknowledge receipt of DE1TCA's Privacy Notice included in the Application Package. Non-U.S. Organizations: Confirmation of Tax and Compliance Responsibilities You confirm that it is yOur responsibility to fulfill any tax obligations and any other regulatory reporting dutios apphcahle to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) end your business relationship with DEITCA. Furthermore, you confirm that the necessary information Ito the beat of vow knowledge and capabilities) is made available no lee than annually to the relevant beneficial owned* settler(s). benotioaiyfies). pannertsi. etc., to enable himMer/them to fulfill any respective tax obligations that may arise to turn/her/Mom in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, yOu agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application us accumte. The Terms and Conditions lot Deposit Accounts are subject to change. 70/114"24.? 0156:4 09:0 a aea,24.3 EFTA00292751 Acceptance You understand that this application is subject to acceptance by D CA. Aatiwwwl Signer AtSowed :one, 1:=taPHI\ RALL_Ac, PAM Nana )( 3 tafroig 0 For Bank Use Only Reviewed by: Synaiwe Hama TWO Dwn Accepted by DBTCA: Account numbers: DOA NOW /amen 14307245 015.1124,02017 EFTA00292752 Form 0ev. December 2014) W-9 Request for Taxpayer Give Form to the requester. Do not 0spartnest of an Tvosts7 Identification Number and Certification send to the IRS. Internal Awns Sonde I ***shown on yaw income tax retail. Name is stared on eve Mt de rootless this line blank. The 2017 Caterpillar Trust 2 Business nemeAlleregarded way monk Velar* Iles above Ok Sea Spocitio Instructions on pa 3 Check 'pp-orate tar ex WealIs. CRaiditeation; cher only We al the follovAng saven boxer 4 Exemptions toms apply any to entitles. NM individOal:sea sea O Inamcivivio.e proprietor or 0 C Crindration ID Storocatbn O Panned* 0 Trtalealate instructions on age(F ). singla-nwrits U_C Print or typo Exensl Dam cods an'A O Limited Mary company. Enter the tax CtafatkileCal (Cat CorpOnIliOn. SvS torpocanot P.pennon*/ * Note. For a elm to- LLC that is ClIsregarde0. do red snack LLC. check the appropriate bait in the In abate kr Evensilon loam FATCA reporting the tax dssakstian a Vie airsle-membs owner. cods p any) O Odor (see Instructional • non.• otene...maoc ea Pelle. 5 Address fl irter. siseel. and apt or suite no.) sequesters Awe end address loptiona9 6100 Red Nook Quarter 83. 6 Oty. slate and ZIP code St Thomas 0 ,08002 7 List account number% hers Petkval la Taxpayer Identification Number (TIN) Enter your 11N in the appropriate box. The TIN provided must match the nand) given on line 1 to avoid backup withholding. For individuals. the is generally WSW social security number (SSN). However. for a resident ellen. Sole proprietor. 0C disregarded entity. see the Pan I Instructions on page 3. For other entitles. it is your employer idemtiroation number MM. If you do MI have • number, see How to get a mg on page 3. or Note. II the account Is In more then one name. see the instruction, for line 1 and the chart on page a for (nylon,Idenanoation number guldefines on whose number to wilts% Part II Certification Under penalties of perjury. I certify that 1. The number shown on Ilia form b my correct taxpayer identification number (or I an walling for a number to be issued to me); and 2. I am not subject to backup withholding because: (a) I am exempt from backup Mthhokfmg, or (b) I how not been notified by the Internal Revenue Service (IRS) that I an subject to backup withholding as a result 01 a failure to report aft interest or ervittende. Or Ic) the IRS has notified me that I ern no longer subject to backup withholdng; and 3. I am a U.S. cillren or other U.S. person (defined below); and 4. The FATCA code(s) entered on this tarn el any) Inciceting that I am sows from FATCA reporting is correct. Certification instructions. You must cross out 'tern 2 above II you have been notified by the IRS Net you are currenUy subject to backup withholding because you have failed to report all interest and &Mends on your lei return. For real estate transactions. Item 2 does not apply. For mortgage interest paid, aCquadi0n or abandorment of secured property, canceEation of debt. contributions to an individual retirement arrangement OM. and generally. payments other than interest and dividends. you we rot required to sign the certlficati0n, but you must provide your correct TIN. See tht Instructions on page 3. Sign Signature of Here Us. parson • Dale it-(15) • Form 1096 Saw indigo,* Iniertst), 1098-E (student ben Suns) 1056-7 General Instructions 0URI0ni Sect* rdwences any to she Internal NOM* COO* Wean otherwise nowt. • Farm i000-C icanceird debt) Future devidapmenu. 'donna,* about devreopmants slfecISti Fonn W-9 (such • Form 109$-A Wowieltion or *bandanna, et secured praciertyl es leastation erected alter we shine it) is at www.07-grovihvg. Use Form W-9 only II you are a U.S. person fincialng a resident Nent, to Purpose of Form DICAnC0 your cared TIN. triccredval or entity (Form W-9 rociasia0 who/Ire**, to flit en Wanalla ycv do not carom Form 1.1.9 to the mousier vain • TIN, you tr•Vnt be wohoeI return with the IRS moat obtain your correct lasfaelre talolinaelkal °umbel (2120 to Pickup wohnoleng See Whet is extura wilhno-9992 on papa 2. onion may be your sods sectdry number (MM. Incrivickiel taxpayer dant/talks By *dna the Sfed-out form You number ems, adoption taxpayer denacation numbs PINE or employer I. Genie, that ire TN you on giving is carat for you are visiting for a number idwatation number (EIN). to report on an Intorrhadon slum the amidt pod to to be sweet. you- or other 'mount rePOrtabIe on en InfOnrreeen Morn. Entmores el *formation 2. Certify that you we nal subyecl to backup wrilinPaing. cr resums India. but ere not limited to. the foraying: • Fenn 1099oNT *west tamed or pad) 3. C.1.19 esempdon from backup Wadden It you WV a U S. went Pd.* I sopicabla. you are Obe catItylop that es a U.S. pinion. your allocable share of • For i099.0W (dvide** deluding Sae from stocks or mutual emits) any parusorge income from a U.S. trade Or Maness is not werfla lo the • Fors 1097-PAISC (various types of Incana. pate. swards. or gross proceeds) vntraoking tax on foreign panne's' share of erfeclniely conneeted Income. end • Form 1099-8 (stock or mutual fund sales and actin other transactions by a. Ceraty tad FATCA adept enlaced on this ram p any) Vidal* Dial you are brake* exempt from the FATCA reposing. is Centel. See Wrier it FA rOgneemhor an • Form 1099-3 (pursed* from real estate transactions) mete 2 les kinhor Won-nation • Rem 1099-K (mvariant care ano thiro party network *radon) Cat. No.10231% Form W-9 per. 12-201d EFTA00292753 (Mu Rusk »milli Man:elite:to Signature Card Deutsche Bank Trust Company Americas The 2017 Caterpillar Trust ares.in Whirrue ACCIUN Numbor • i Individual . i ITF/POD/ATF• Corpotato Limited Liability Number of Signatures Corporation Required: 1 Joint with Rights Joins. Tenants . . Partnership e! oiler .ttesi. of s s mown ED Daphne Wallace_ StAlIWICI Pelt Minn Lesley Groff SVentset, Print Name Sognalun, Print Nam° Sonagueo Pnni NeITO Approval Date Power I Muir ey Smun m ign m 0411, st Power nt Annotin F i tPOCl/A See S tel Tenn, and Condemn I Ul WM I 78914 0066713 007817 EFTA00292754