EFTA01384503.pdf

From: Nathaniel Morgan Sent: 5/1/2018 5:51:31 To: Stewart Old CC: Andrew Kin • William-M Fin Subject: RE: SOF IV n Attachments: Oldfield - Glendower AIS Info.xlsm Classification: Confidential Hi Stew, I've attached the form for the clients in red. Since everyone appears to be in DB force, we don't need the addresses and all that jazz. Just need the standard Suitability/Asset Allocation info, as well as phone ti's and emails if you have them. Thanks, Nate Name AIS Info on File Aspen Grove Yes Bright Yes Dimensional Yes Dorrance Yes Epstein/Southern Financial Yes Everwatch Yes Forrestal Yes Georgetown Yes Gerschel Yes Highlander Yes Illig Yes Ironsides Yes Nicholas Yes Shamrock Yes Slome Yes Third Lake Yes Tisch Yes Warren Yes BBR No Ford No Pacific Life No Willett No Annandale No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084749 CONFIDENTIAL SDNY_GM_00230933 EFTA01384503