EFTA01500225.pdf

JPMorgan Chase Bank, N.A. SOUTHERN TRUST COMPANY, INC ACCT. 270 Park Avenue, New York, NY 10017-2014 For the Period 9/1/13 to 9130/13 Asset Account J.P. Morgan Team Table of Contents Page Client News J.P. Morgan Securities LLC's (JPMS LLC) and William Sheridan Banker 212;464-1321 Account Summary 2 J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Justin Nelson Banker 203[629-3124 Holdings and Net Capital Requirements Paul Barrett Investment Specialist 212,522-2770 Equity 4 At June 30, 2013. JPMS LLC's net capital of $13.8 bilkon Janet Young Client Service Team 800,534-1318 Cash 8 Fixed Income 5 exceeded the minimum regulatory net capital Gina Magliocco Client Service Team Portfolio Activity 11 requirement of $1.8 billion by $12.0 billion. JPMCC's net Jason Grosse Client Service Team capital of $6.7 billion was approximately 7.9% of Online access www.ipmorganontine.com aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Please see disclosures located at the end of this statement package for important Information relating to each J P Morgan account(s). Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http:/finvestor.shareholder.comfjpmorganchaseitinancial- condition.cfm Additionally, you may call 1.866.576.1300 to request a hard copy of the statement. J.P Morgan 0000007990 ISO 150000i SOUTHAF 20 r3r002 Page 1 of 37 Confidential Treatment Requested by JPMorgan JPM-SDNY-00024170 Chase CONFIDENTIAL SDNY_GM_00293368 EFTA01500225