EFTA01521800.pdf

Alt Cr - A AS er GHISLAINEMAXWELL ACCT For the Period 9/1/13 to 9131113 Adjusted Tax Cost Unrealized Est Annual Inc. Pries Quantity Value Original Cost Gain, Loss Accrued Div. Yield Preferred Stocks CITIGROUP CAPITAL XIII 27.47 10,000.000 274,700.00 261300 00 13,400.00 19,690.00 7.17% 7 78% PFD 173080-20-1 C PN NA /BA1 COUNTRYWIDE CAPITAL V 25.22 4,200.000 105,924.00 96,778.96 7,145.04 7,350.00 6.94% 7% PFD 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 25.42 2.500.000 133,550.00 82,500.00 1,050.00 4,187.50 6.59% 6.7% PFD 1,046.88 48125E-20-7 JPM PC Total Preferred Stocks $444,174.00 $422,678.96 $21,696.04 $31,227.60 7.03% $1.046.88 Concentrated & Other Equity GENERAL MOTORS CO 50.15 1.000.000 50,150.00 50,000.00 150.00 2.375.00 4.74% CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE 8 CO 110.31 150.000 000 165,459.00 157,909.17 7.549.83 11,850.00 7.10% VAR RT PFD STK 04/30/2049 4.970.40 DTD 04/23/2008 46625H-HA-1 BBB fBA1 Total Concentrated & Other Equity $216,609.00 $207,909.17 $7,699.83 S14,226.00 6.66% $4,970.40 J.P Morgan Page 7 of 33 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049228 Chase CONFIDENTIAL SDNY_GM_00318426 EFTA01521800