EFTA01344170.pdf

From: Vahe Stepanian Sent: 12/2/2013 3:41:44 PM To: Lisa D Hurd CC: Amanda Kirby Subject: Fw: Epstein - Assets to transfer IC) Attachments: pic06474.gif; pic28520.gif; pic00619.gif; pic09660.gif Classification: Confidential Lisa - do you need anything else to process? Thanks, Vahe Forwarded by vahe Stepanian/db/dbcom on 12/02/2013 03:41 PM From: "Young, Janet E" To: Vahe Stepani Cc: Amanda Kirby < , Lisa D Hurd4IIIIIIIIIIIIIIIIIIi PB-Service1318 Date: 12/02/2013 03:40 PM Subject: RE: Fw: Epstein - Assets to transfer [C] Vahe, Current market values are noted next to the security names below. JPM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/c # southern Financial, LLC 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: - Pershing Euroclear # = Please confirm t/d, s/d and amount so that we can match free delivery. Units 3,000,000 - Market Value - 13,220,320.00 LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: - Pershing Euroclear # = . Please confirm t/d, s/d and amount so that we can match free delivery. Units 1,500,000 Market value - $1,785,435.00 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = . Please confirm t/d, s/d and amount so t at we can match free delivery. Units 2,500,000 Market value - 32,020,000.00 JPM Southern Trust Co., Inc.(} Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = . Please confirm t/d, s/d and amount so that we can match. units 2,000,000 Market value - 41,616,000.00 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029451 CONFIDENTIAL SDNY_GM_00175635 EFTA01344170