EFTA01454661.pdf

07 .Al2014 Pape 2 Of 2 AIMS Deuts:h8 Bat AO SOUTHERN FINANCIAL, LLC FS • 00885 Settlement NotCcy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN ExEurcepl 21-No...2013 20-Nov-2014 25-Nov-2014 (i3OG0(00091 USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 : 4if 1r.,C31 :6? FINANCIAL. LLC SOUTHERN FXOneBeeDneT 21-Not-2013 20-Nor-2014 25-Nov-2014 (21.0002) USD 0 PT LONG EUROPEAN 0.000D 8.28863 FINANCIAL. LLC ouchOpt SOUTHERN FXOne8arOneT 21-Nor-2013 20.Nov2014 25-Nor-2014 (21,M0 DO) USD 0 ST LONG EUROPEAN 0,000D 5800.34 FINANCIAL. LLC ouchOpt SOUTHERN EXOnef3aeOneT 21-Nov-2013 20-Nov.2014 254104014 121.000 MI USD 0 FY LONG EURCPEAN 0.0000 3759 59 FINANCIAL.LLC ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.000.03000 EUR (13450.000 00) USD SHORT El-FICPEAN PUT 1.3450 :48.646 97) FINANCIAL. LLC SOUTHERN FxEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 OD EUR (13.800.000.00) LSD LONG ELRCPEAN CALL 13800 29.072 18 FINANCIAL. LLC Subtotal: (20.029 68 Edit (20,029.68) Statement ID : 182298_20140707_20140708_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112934 CONFIDENTIAL SDNY_GM_00259118 EFTA01454661