EFTA01451356.pdf

enT an 14 Jan 2014 SOUTHERN FINANC Page 2 Of 2 Request 182298 As of 14 Jan 14 Daubdwo Bolin) SOUTHERN FINANCIAL, LLC FX • Option Settlement Not.Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 NotAmt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOJTHERN FX OPTION 21-tbov-2013 20Nov2014 25-Nov-2014 (1.0030:0.00) USD 10030.000 JPY SHORT EUROPEAN CALL 101.0003 :41l2;1343I FINANCIAL. LLC SOUTHERN FXCPTION 21•Nar-2)13 20-Nov-2014 25-Nov-2014 121.000.00) USD 0 JPY LCtb3 ELRCPEAN 0.0000 1223606 FINANCIAL, LLC SOUTHERN FXCPTION 21The.2013 20-Nov.2014 25-Nov.2014 (21,000 00) USD 0 JPY LONG EUROPEAN 0.0000 1065703 FINANCIAL, LLC SOUTHERN EX OPTION 214404013 20-Nov.2014 25-Nov.2014 421.00000T USD 0 PY LONG EUROPEAN 0.0000 923045 FINANCIAL. LLC Subtotal: i1 7z:195: Tat (17,749.95) Statement ID : The valuation information set forth in this statement is provided subject to the terms and condibons set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0107872 CONFIDENTIAL SDNY_GM_00254056 EFTA01451356