EFTA01480793.pdf

Total Net Worth S 50000000.00 What was the total net worth based on? Financial Slatomurits Is this client a Professional Service Provider acting as a No financial Intermediary (Gatekeeper/Financial Liaison), with assets held on behalf of one or more unidentified underlying clients unknown to the bank? Is this entity a Private Equity Fund (Venture Capital Fund or No Leveraged Buyout)? Is this a Hedge Fund? (Pooled investment vehicles (often No partnerships) that primarily invest financial capital of third party investors in enterprises that are too risky for the standard capital markets or bank loans.) Is this a Cash Intensive business? (Cash.intensive No businesses/entities exist in various industry sectors and Include, but are not limited to convenience stores, grocery stores, restaurants, bars, retail stores, liquor stores, cigarette distributors, privately owned ATMs. vending machine operators and parking garage operators.) Is this entity any of the following business types? aa. None of the above Is the Entity a Personal Holding Company (PHC) or Personal Yes Investment Company (PIC) located in an offshore lurisdic ton? Is the PHC/PIC managed by JPMC? (Trustees of the entity are No JPMC employees, e.g., PHC managed in Nassau/Geneva/Delaware) Have you received copies of the shares or listing of shares? Yes Are the shares registered or in bearer form? Registered PHCMIC Location VIRGIN ISLANDS. U S. Did the client confirm with you that the beneficial ownership Yes Is as stated within this KYC? Did the client confirm that he/she would inform you if Yes beneficial ownership changes? Was the "Confirmation of Beneficial Ownership" document Yes received from the beneficial owner? Please attach the J.P. Morgan Confirmation of Beneficial Ownership document to the KYC. List the number of shares that have been Issued 1000.00 Business Case Please specify why you are comfortable with this client given Client well.known to PEI team and regularly reviewed al the identified risk factor(s). Your answer is your 'business reputabonal risk meeting and updates. case" and should detail all mitigating factors. Provide client histoiy/detail, including when the relationship Long standing PB ckent. was established, how it came to be in PBIPWM, client's association with other JPM LOBS, etc. Client known to whom (JPMorgan employees), how well, and Integrated teanvmanagement team how long: Overall PB/PWM relationship size and type of accounts: >S100 million Is this a shared client, what other LOB has a relationship with No the client? Provide relationship manager name (if known), client of other LOB since (date), and relationship size? Additional Comments N/A Expected Activity Client Directed Asset / Brokera c Account(s) Transaction Types Expected Activity Levels Anticipated Dollar Amount Totals per Month Cash Deposits Cash Withdrawals Chock Deposits Chocks Paid Incoming Wires (Domestic) Outgoing Wires (Domestic) Incoming Wires (International) Low (1.10) Outgoing Wires (InImnational) ACH Deposits ACH Payments Internal Transfer (Debits/Credits) AssetPurchases(Sales Low (I-10) <510.000 What Is the Inlbal/ongOing source of fund ng for the clients Client Directed Asset! Brokerage Account(s) ? The initial source of funding MI be from an external wire Minter of funds from First Bank Virgin Islands Bank it the amount of $800 Any ongoing source of funding will also be from First Bank Virgin Islands Bank. What is the purposennterided use of account(s)? Please provide a detailed deactlphon of how the Client Directed Asset / Brokerage Account(s) will be used by the client The purpose of the account is to purchase securities for future wealth accunvnulation. Confidential Treatment Requested by JPM-SDNY-00003015 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272213 EFTA01480793