EFTA01520113.pdf

J.P.Morgan CHISLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 TRADE ACTIVITY Note. L indicates Long Term Realized Gain/Loss Trade Settlement Per Unit Rested Date Date Type Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 12/14 12/14 Redemption FEDERAL NOME LOAN BANK (100,000.000) 100.00 100,000.00 (100,000.00) 1 1/2% DEC 14 2012 DTD 09/142009 STEP CPN ENTIRE ISSUE CALLED 12/14/2009 • 103.00 12/11 12/16 Sale LIVEPERSON INC (2.000000 5.97 11,939.68 (11,899.80) 39.88 L @ 6.07 12,140.00 BROKERAGE 200.00 TAX 8/OR SEC .32 J.P. MORGAN SECURITIES INC. TRADE DATE 12/11/09 12/16 12/23 Assigned Cal GOGGLE INC (100.000) 589.925 58,992.48 (60,616.40) (1,623.92) L CL A a 590.00 59,000.00 BROKERAGE 6.00 TAX 8/OR SEC 1.52 J.P. MORGAN SECURITIES INC. TRADE DATE 12/18/09 12/18 12/30 Sale ENTRY REVERSED ON 1213112009 (200.000) 519.927 103,985.32 (119,171.40) (15,186.08) L GOOGLE INC CL A @ 520.00 104.000 00 BROKERAGE 12.00 TAX 8/OR SEC 2.68 J.P. MORGAN SECURITIES INC. TRADE DATE 12/18/09 Page 21 of 47 Confidential Treatment Requested by JPMorgan JPM-SDNY-00047424 Chase CONFIDENTIAL SDNY_GM_00316622 EFTA01520113