EFTA01357166.pdf

From: Zack Bunimovich Sent: Tuesday, May 08, 2018 12:24 PM To: AMLUK Reviews Jesse-1 Cruz James Gladwin Cc: Kareen Johnson a Daniel-A Klyashtorny Martin Zeman Nina Tona Subject: RE: Escalation: ONB- / Southern Financial LLC JIJ Classification: For Internal use only +Nina From: Zack Bunimovich Sent: Tuesday, May 08, 2018 10:21 AM To: AMLUK Reviews ff ilIM Jesse-1 Cruz ; James Gladwin Cc: Kareen Johnson Daniel-A Klyashtorny Martin Zeman Subject: RE: Escalation: ONB LKYCGBIIIMIII Southern Financial LLC Classification: For Infernal use only Hi James, For ii, this is a permanent extension. Martin —can you advise on the questions from James in i. below? Thanks, Zack From: James Gladwin On Behalf Of AMLUK Reviews Sent: Tuesday, Ma 08 2018 10:18 AM To: Jesse-) Cruz James Gladwi, Cc: Kareen Johnson ; Daniel-A Klyashtorny Zack Bunimovich Subject: RE: Escalation: ONB- / Southern Financial LLC JIJ Classification: For Internal use only Hi both, I am happy to help. Just a couple of immediate questions to help expedite this: i. What is the business purpose for the extension? a. Elaborate on key details including; booked trades, expected volumes ii. Is the extension request permanent or temporary? a. Please provide activation/closure dates if temporary FYI, Helen has been removed from the chain as she has left the bank. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043544 CONFIDENTIAL SDNY_GM_00189728 EFTA01357166