EFTA01480487.pdf

Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes No Required Security Services Checks Security Search Type: Full Note for Security Services: DDR originally created in ICG. Last report signed off by Security Services on 2/1/08. Please list any specific search requests/instructions to Security DDR title is being changed from Air Ghislaine Inc. to Shmitka Air, Inc. (2/22/2010) Services here DDR title is being changed from Shmitka Air, Inc. to Freedom Air International, INc. (8/16/2010) Security Services Information A Security Services Check is REQUIRED for New Clients and Prospects This section to be completed by the Security Services Group: List Individuals and Corporate Entities Investigated: Please Note: All research is subject to the availability of electronic database resources Attachment: it it fin 2- I330510b.doc 25060E43.doc 11374048 doc 1154088.doc 13699068 doc 1082088.doc Search Type Is Security Service Details: Banker Further Response: Review by Banker Require d? Company Information Yes Information not confirmed; details included in the attachment. reviewed Corporate Records No Information confirmed;details included in the attachment. Other Database Searches No No additional research necessary. (RDC/CDC/MIS) Internal Database Search No Information confirmed;details included in the attachment. (CSSS/FPS) Reference section of the DDR titled "Red Dot (derogatory Information) identified:" to view the specifics on the adverse Information G$&I has identified for this account State Court Searches No No records were found. Federal Court Searches No No records were found. Personal Particulars No No additional research necessary. Publications No Publications revealed nothing derogatory. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? : fi Yes r No Red Dot (derogatory information) Identified: Red Dot information is any derogatory information identified by Global Security Services which warrants the attention of the banker. The presence of "Red Dot" information does not necessarily mean that an existing relationship will be exited or a potential client relationship not pursued. The banker should document any conversations that have taken place with the client/prospect, if any, with regard of the issue and whether or not this impacts his/her, or management's decision to continue with or accept the person/entity as a client. Security Service Details (Include DDR names in which Proceed with or maintain Banker Response (If "Yes", please this was previously reported, if any) the client relationship provide your rationale for proceeding Yes / No with or maintaining the client relationship. If "No", please specify steps that will be taken) The following information was previously reported to g Yes r No i Discussed with management Mary Reith on 0 under the account Ghislaine I Maxwell (DDR Several newspaper articles detailing the investigation conducted by Britain's Serious Fraud Office against Robert Maxwell. He allegedly used pension funds to Confidential Treatment Requested by JPM-SDNY-00002656 JPMorgan Chase CONFIDENTIAL SDNY_GM_00271854 EFTA01480487