EFTA01510932.pdf

FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/13 to.. SECURITIES TRANSFERRED IN/OUT Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Quantity Transaction Settle Date a T ction Method Description Cost Market Value' Securities Transferred In 3/28 Receipt of Assets ASCENA RETAIL GROUP INC COM TRANSFER FROM J.P. 70,500.000 1,292970.00 MORGAN CLEARING CORP. JPMORGAN CLEARING CORP 0.00 TRADE DATE 03/27/13 (ID: 04351G-10-1) 3/28 Receipt of Assets BOMBARDIER INC CL B TRANSFER FROM J.P. MORGAN 20,000.000 79,849.92 CLEARING CORP. JPMORGAN CLEARING CORP TRADE 0.00 DATE 03127/13 (ID: 097751-204) 3/28 Receipt of Assets JP MORGAN CHASE & CO TRANSFER FROM J.P. MORGAN 21,753.000 1,039,140.81 CLEARING CORP. JPMORGAN CLEARING CORP TRADE 0.00 DATE 03/27/13 (ID: 46625H-10-0) Total Securities Transferred In $2,411,760.73 Securities Transferred Out 3129 Free Delivery APOLLO GLOBAL MANAGEMENT LLC ASSET TRANSFER TO (263,157.000) (5,694,717.48) NC N92099-0 SOUTHERN FINANCIAL, LLC CLIENT REF 4,999,983.00 104768400 (ID: 037612-30-6) 3129 Free Delivery ASCENA RETAIL GROUP INC COM ASSET TRANSFER TO (70.500.000) (1,307,775.00) A/C W920990 SOUTHERN FINANCIAL LLC CLIENT REF 0.00 104768400 (ID: 043510-10-1) 3/29 Free Delivery BOMBARDIER INC CL B ASSET TRANSFER TO NC (20,000.000) (79,334.60) VV9a99-0 SOUTHERN FINANCIAL, LLC CLIENT REF 0.00 104768400 (ID: 097751-20-0) 3/29 Free Delivery JP MORGAN CHASE /I CO ASSET TRANSFER TO NC (21.753.000) (1,032,397.38) N.92099-0 SOUTHERN FINANCIAL, LLC CLIENT REF 0.00 104768400 (ID: 46625H-10-0) J.P. Morgan AccOt 'age 8 of 10 Consolidated Statement Page 11 Confidential Treatment Requested by JPMorgan JPM-SDNY-00036714 Chase CONFIDENTIAL SDNY_GM_00305912 EFTA01510932