EFTA01592961.pdf

Statement of Account MULTI-CURRENCY PORTFOLIO SUMMARY ***BASE CURRENCY REPORTED IN USD *** ***PREF CURRENCY REPORTED IN USD *** HOLDING CURRENCY EURO Exchange Rate: PORTFOLIO SUMMARY VALUE IN HOLDING CURRENCY VALUE IN BASE CURRENCY VALUE IN PREF CURRENCY Cash Balance Long Market Value 1.30292000000 EUR/USD Short Market Value 1.30292000000 EUR/USD Debit Balance Short Balance Net Portfolio Value BRITISH POUND STERLING Exchange Rate: Cash Balance Long Market Value 1.96399000000 GBP/USD Short Market Value 1.96399000000 GBP/USD Debit Balance Short Balance Net Portfolio Value US DOLLAR Exchange Rate: Cash Balance Long Market Value 1.00000000000 USD/USD Short Market Value 1.00000000000 USD/USD Debit Balance Short Balance Net Portfolio Value TOTAL PORTFOLIO VALUE (USD ) TOTAL PORTFOLIO VALUE (USD ) CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 3,796,921.11 3,796,921.11 3,805,526.63 3,805,526.63 TEL: FAX: 3,796,921.11 64.5560.42 3,796,921.11 126.77118.66 3,796,921.11 126.77118.66 EFTA01592961 3,796,921.11 6,513.73 124.97 8,486.86 245.43 8,486.86 245.43 6,513.73 8,486.86 8,486.86 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 PAGE 746FY UNDISCLOSED 01/01/07 TO 01/31/07 1 OF 11 EFTA01592962 Statement of Account *** ALL AMOUNTS IN EURO *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 6,513.73 Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 18.67 The understanding of CS Sec USA LLC is that credit balances held in your account are ending reinvestment. TEL: FAX: 18.67 MONTH 18.67 EFTA01592963 YTD 18.67 6,513.73 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 6,513.73 18.67 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 PAGE 746FY UNDISCLOSED 01/01/07 TO 01/31/07 2 OF 11 MONTHLY ACTIVITY SUMMARY DEBIT CREDIT 6,495.06 EFTA01592964 Statement of Account *** ALL AMOUNTS IN EURO *** INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 01/02/07 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED CREDIT INT @ AVG RATE 3.335 FOR 31 DAYS FROM 12/01 TO 12/31 CLOSE BAL 6495.06 CR AVG BAL 6495.06 CR DEBIT CREDIT 18.67 PAGE 746FY UNDISCLOSED 01/01/07 TO 01/31/07 3 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01592965 Statement of Account *** ALL AMOUNTS IN BRITISH POUND STERLING *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 60.42 64.55Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 0.31 The understanding of CS Sec USA LLC is that credit balances held in your account are ending reinvestment. TEL: FAX: 0.31 MONTH EFTA01592966 0.31 YTD 0.31 124.97 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 60.42 0.31 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 PAGE 746FY UNDISCLOSED 01/01/07 TO 01/31/07 4 OF 11 MONTHLY ACTIVITY SUMMARY DEBIT CREDIT 60.11 EFTA01592967 Statement of Account *** ALL AMOUNTS IN BRITISH POUND STERLING *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 01/02/07 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED CREDIT INT @ AVG RATE 4.907 FOR 31 DAYS FROM 12/01 TO 12/31 CLOSE BAL 60.11 CR AVG BAL 60.11 CR DEBIT CREDIT 0.31 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST PAGE 746FY UNDISCLOSED 01/01/07 TO 01/31/07 5 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01592968 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets MONTH Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 3,796,921.11 Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 17,381.91 The understanding of CS Sec USA LLC is that credit balances held in your account are ending reinvestment. TEL: FAX: 17,381.91 17,381.91 EFTA01592969 YTD 17,381.91 3,796,921.11 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 129.38 129.38 3,796,921.11 2,761,975.30 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 PAGE 746FY UNDISCLOSED 01/01/07 TO 01/31/07 6 OF 11 MONTHLY ACTIVITY SUMMARY DEBIT 387,871.11 CREDIT 3,750,092.20 917,069.63 2,262,223.78 17,381.91 EFTA01592970 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 01/02 WIRED 01 01/08 WIRED 01 01/09 JOURNAL 01 01/09 JOURNAL 03 01/09 JOURNAL 03 01/09 JOURNAL 03 01/09 SOLD 03 01/09 SOLD 01 01/10 JOURNAL 01 01/10 JOURNAL 01 01/10 JOURNAL 03 01/10 JOURNAL 03 01/10 JOURNAL 03 01/10 BOUGHT QUANTITY DESCRIPTION FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 5,000 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 5,500 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -5,500 CENTERPOINT ENERGY INC -5,000 RPM INCORPORATED S/D FINANCING S/D FINANCING RETURN -1,103 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -8,215 UNISOURCE ENERGY CORP HLDGS CO OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 8,215 UNISOURCE ENERGY CORP HLDGS CO DONE AT J.P. MORGAN SECURITIES, INC. 36.52000 300,422.55 300,422.55 EFTA01592971 DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. FROM 2F8EE0 TO 746FY0 FROM 746FY0 TO 2F8EE0 680,000 UNISOURCE ENERGY CORP SR NT CV 4. 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 32,232.60 17.11042 22.18637 545,765.87 758,876.60 94,074.17 110,900.97 545,765.87 94,074.17 110,900.97 102,487.56 102,487.56 PRICE DEBIT CREDIT 5,777.00 7,340.00 PAGE 746FY UNDISCLOSED 01/01/07 TO 01/31/07 7 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01592972 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 01/10 BOUGHT 01 01/12 WIRED 01 01/16 SOLD QUANTITY DESCRIPTION 1,103 MASCO CORP DONE AT EDGETRADE.COM INC FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA -380,000 UNISOURCE ENERGY CORP SR NT CV 4. 109.98700 04.5000 03/01/2035 CORRECTION AS OF 01/10/07 DONE AT J.P. MORGAN SECURITIES, INC. 01 01/17 JOURNAL 01 01/17 JOURNAL 01 01/17 JOURNAL 01 01/17 JOURNAL 03 01/17 JOURNAL 03 01/17 SOLD 01 01/19 JOURNAL 01 01/19 JOURNAL 03 01/19 JOURNAL 03 01/19 JOURNAL S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 -680,000 UNISOURCE ENERGY CORP SR NT CV 4. 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 380,000 UNISOURCE ENERGY CORP SR NT CV 4. 04.5000 03/01/2035 TO 736FY0 FROM 746FY0 2,100 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,100 CBRL GROUP INC DONE AT EDGETRADE.COM INC S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 2,100 RPM INCORPORATED OFFSHORE ARRANGING FLIP EFTA01592973 TO 736FY0 FROM 746FY0 1,050 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 49,396.28 46,875.18 45.76008 48,135.73 48,135.73 96,083.25 96,083.25 424,078.10 215,440.87 215,440.87 758,876.60 424,078.10 PRICE 29.21716 DEBIT 32,232.60 5,303.00 CREDIT PAGE 746FY UNDISCLOSED 01/01/07 TO 01/31/07 8 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01592974 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 01/19 SOLD 01 01/22 MRKD/MARKET 03 01/22 MRKD/MARKET 03 01/22 SOLD 01 01/23 MRKD/MARKET 03 01/23 MRKD/MARKET 03 01/23 JOURNAL 03 01/23 JOURNAL 03 01/23 JOURNAL 03 01/23 JOURNAL 01 01/24 WIRED 01 01/25 JOURNAL 01 01/25 JOURNAL 03 01/25 JOURNAL 03 01/25 SOLD 01 01/26 JOURNAL QUANTITY DESCRIPTION -2,100 RPM INCORPORATED DONE AT EDGETRADE.COM INC. MARK TO MARKET MARK TO MARKET -1,050 CBRL GROUP INC CORRECTION AS OF 01/19/07 DONE AT EDGETRADE.COM INC. MARK TO MARKET MARK TO MARKET -1,050 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,050 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,050 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,050 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 EFTA01592975 3,600 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -3,600 RPM INCORPORATED DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 22.52942 7,256.68 81,083.62 81,083.62 40,541.81 40,541.81 49,396.29 5,498.00 49,396.29 49,460.97 47.11250 64.69 64.69 49,396.28 PRICE 22.32769 64.69 49,460.97 DEBIT CREDIT 46,875.18 64.69 PAGE 746FY UNDISCLOSED 01/01/07 TO 01/31/07 9 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01592976 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 01/26 JOURNAL 03 01/26 JOURNAL 03 01/26 SOLD 01 01/30 JOURNAL 01 01/30 JOURNAL 01 01/30 WIRED 03 01/30 JOURNAL 03 01/30 BOUGHT 01 01/31 JOURNAL 01 01/31 JOURNAL 03 01/31 JOURNAL 03 01/31 BOUGHT QUANTITY DESCRIPTION S/D FINANCING FROM 2F8EE0 TO 746FY0 400 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -400 CSX CORPORATION DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA -500 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 500 CBRL GROUP INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 -700 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 700 CBRL GROUP INC DONE AT EDGETRADE.COM INC. 45.98590 32,193.46 46.03948 23,022.50 16,096.73 EFTA01592977 16,096.73 32,193.46 36.29003 11,511.25 11,511.25 5,529.00 23,022.50 14,513.37 14,513.37 PRICE DEBIT CREDIT 7,256.68 PAGE 746FY UNDISCLOSED 01/01/07 TO 01/31/07 10 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01592978 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 01/02/07 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED CREDIT INT @ AVG RATE 5.412 FOR 31 DAYS FROM 12/01 TO 12/31 CLOSE BAL 3750092.20 CR AVG BAL 3729647.08 CR DEBIT CREDIT 17,381.91 PAGE 746FY UNDISCLOSED 01/01/07 TO 01/31/07 11 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01592979 Statement of Account You can receive Independent Third Party research on certain companies covered in CSSU's research reports, at no cost to you. You can access this Independent Research, if available from our designated providers, at (www.credit-suisse.com/ir) or b calling (1 ) or emailing ( ) to request a copy of this research. CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01592980