EFTA01413465.pdf

Subject: RE: CDD form for Prytanee - please complete and return [C] From: Stewart Oldfield <= > Date: Tue, 05 Jun 2018 11:22:29 -0400 To: Bradley Gillin Darren Indyke Cc: Rodney Macelus Bcc: By way of background, this year, the United States Department of Treasury enacted a new regulation, the Customer Due Diligence Requirements for Financial Institutions ("CDD Rule"), which requires Deutsche Bank Wealth Management to obtain, verify, and record information about our legal entity customers. In order to remain compliant with our obligations to combat financial crime, Deutsche Bank has enhanced its KYC policies. As we update your KYC file, we must also obtain the attached Certification Regarding Beneficial Owner of Legal Entity Customers ("Certification") from you. We kindly ask you to return the completed and signed Certification. You may return the completed and signed Certification via e-mail, fax or regular mail. However, please be aware that pursuant to the guidance issued with the CDD Rule, the individual that returns the Certification must be the same person that completes and signs the Certification. Once we have reviewed your completed Certification, we will contact you if additional information is required. Thank you. From: Bradley Gillin Sent: Tuesday, June 05, 2018 11:21 AM To: Stewart Oldfield <I >; 'Darren Indyke' ‹ > Cc: Rodney Macelus < Subject: RE: CDD form for Prytanee - please complete and return [C] EFTA01413465 Classification: Confidential Hi Darren, Please find entity list below. Thanks. Darren K. Indyke PLLC Gratitude America Ltd Hyperion Air, LLC J. Epstein Virgin Islands Foundation, Inc Jeepers, Inc JEGE, Inc JEGE, LLC LSJE, LLC Mort, Inc Neptune, LLC NES, LLC Plan D, LLC Prytanee, LLC Southern Financial LLC Zorro Management, LLC Regards, Brad fcid:[email protected] EFTA01413466 Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Tuesday, June 05, 2018 11:14 AM To: Darren Indyke Cc: Bradley Gillin Rodney Macelus Subject: RE: CDD form for Prytanee - please complete and return Actually, it seems we plan to get CDD forms for all entity accounts at once. Will come back with a full list so you can complete them together. Thanks From: Stewart Oldfield Sent: Tuesday, June 05, 2018 10:22 AM To: Darren Indyke Cc: Bradley Gillin ; Rodney Macelus Subject: CDD form for Prytanee - please complete and return Darren, Please complete the attached form for Prytanee. As of last month, we are EFTA01413467 now required to get this form on file for all accounts upon opening or as part of a regular review. So you'll see a few more of these for your other entities as we do those reviews in the future. Please call with any questions. Thanks, Stew fcid:[email protected] Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobil Email Securities offered through Deutsche Bank Securities Inc. EFTA01413468