EFTA01345245.pdf

KYC Print Page 32 of 34 If LeAs/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have a Nexus to High risk Countries? Dyes 2 No Is the account structure unusually complex? 0 Yes['/,`. No Is there any indication the client set up a non operating company expressly for the purpose of transferring shares to 0 yes Eil No third parties? Is there any indication this could be a prohibited business relationship? Ores Ri No Are the bearer shares identified subject to acceptable controls? 0 Yes R No https://dbforcepb.my.salesforce.com/servlet/sennet.Integration?lid=01N30000000D9Di... 8/2/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031470 CONFIDENTIAL SDNY_GM_00177654 EFTA01345245