EFTA01454581.pdf

01 Jul 2014 Paps 2 Of 2 Deuboln Bonk AG SOUTHERN FINANCIAL, LLC PX • Options Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 36636443Si SOUTHERN ExEurcepl 21-Nov.2013 20.Nov.2014 25-Nov-2014 (1.000.00000) USD 101,000,000 ,PY SHORT EUROPEAN CALL 101 0000 (18.455.00 710423459 FINAt4CIAL. LLC 366364435/' SOUTHERN FXOneBanDneT 21-Nov-2013 2041o/.2014 2541o/.2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 10.74228 710423461 FINANCIAL. LLC ouohOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ov2014 25-Nov-2014 (21.030 00) USD 0 JPY LONG EUROPEAN 0.0000 7,75852 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnef3anDneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.01Xi 061 USD 0 JPY LONG RPCFEAN 0.0000 5,50157 710423465 FINANCIAL, LLC ouchOpt 407339131/ SOUTHERN FoEuroOpl 06-Jun-2014 08.Sep-2014 10-Sep-2014 10.00000000 EUR (13450.000 03) USD SHORT ELRCPEAN PUT 1 3450 !39564651 806424249 FINANCIAL. LLC 407339131/ SOUTHERN FoEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 OD EUR 03.800,000.00) USD LONG ELRCPEAN CALL 1,380D 62 733 71 806424264 FINANCIAL, LLC Subtotal: 28 716 43 Caramodidas - Bate Metal Etiolates Long/ NoLecy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTHERN Commodity0pEu 03-Apr-2014 05.Dec-2014 05.0.4c-2014 SHORT EURCPEAN CALL XCU t.8 rzo.ca ym USD i50 00)MT25 0 7.000 0000 (37598` C:2) 778125395 FINANCIAL, LLC ro BaseMetal Subtotal: ;,..... 45 Total: (347,264.59) Statement ID:20140701_20140702_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112771 CONFIDENTIAL SDNY_GM_00258955 EFTA01454581