EFTA01387916.pdf

Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Smartt Sent: Friday, July 06, 2018 2:12 AM To: Stewart Oldfield Cc: Bradley Gillin Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 Hi Stewart. Sure, you & Brad can call me Monday or Tuesday next wwk. Monday. I am available till 10am your time and till 11:30am on Tuesday. Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B I. DB Centre Mumbai. Nirlon Knowledge Park. Western Express Highway Mtn i - 400063 , India From: Stewart Oldfield Sent: Friday, July 06, 2018 12:14 AM To: Vijay-A Sawant Cc: Bradley Gillin Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 Let's set up a time to discuss when Brad is back next week. Some of these requests seem turreasonable. and AML should already have a lot of this info. particularly anything relating to Jeffrey Epstein personally (since we have so many accounts for him). As for Chip's email, it predates Rte. And the other people on the email are no longer at DB. So I don't see how I can get hold of the full email. But again. Jeffrey has been through a complete rep risk process here and has been signed off on repeatedly by management as we've done any KYC remediation or new account opening. Anyway. let's regroup next week so we can go back to AML with a comprehensive set of responses. Thanks From: Vijay-A Sawant Sent: Wednesday. July 04 2018 9:15 AM To: Stewart Oldfiel < Cc: Bradley Gillin Subject: Assistance Required in solving rejection points on KYC Case#01946825 Importance: High Hello Stewart. Hope you are well!! I have received the following list of rejection points on KYC Case#01946825 relating to customer — Pifianee. LLC. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091145 CONFIDENTIAL SDNY GM_00237329 EFTA01387916