EFTA01455925.pdf

27 Oct 2014 Page 2 Of 2 ,.. Dsubchs Bark AO SOUTHERN FINANCIAL, LLC R.Opens Settlement Not.Ccy Not.Ccy Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Noo-2013 20.Nov.2014 25-Nov-2014 (1.00D WO 00; USD 101,000.000 JPY SHORT EUROPEAN CALL 1010000 62.35892! FINANCIAL. LLC SOUTHERN FX0n443atOneT 21-Nov-2013 20-Nov-2014 25-flov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.000D 92.88 FINANCIAL. LLC oichOpt SOUTHERN FXOnef3arOneT 21-No/.2013 2041ov2014 25-Nov-2014 (21.030.00; USD 0 JPY LONG EUROPEAN 0.0000 48.78 FINANCIAL. LLC ouchOpt SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 001 USD 0 FY LONG EtPCPEAN 0.0000 25.59 FINANCIAL.U.0 ouchOpt SOUTHERN ExEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462.000.003 00) CM-I SHORT ELRCPEAN PUT 6.1600 ;250 109 tki FINANCIAL. LLC Subtotal: (352.331 Z?) 1St (352.301.22) Statement ID The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114947 CONFIDENTIAL SDNY_GM_00261131 EFTA01455925