EFTA01398763.pdf

Subject: FW: Oldfield [I] From: Daphne Cales Date: Tue, 03 Oct 2017 14:15:27 -0400 To: Andrew Gallivan < Classification: For internal use only FYI ... I'll forward once I get it. I forgot to cc you. Kind regards, Daphne Cales {https://brandportal.intranet.db.com/img/modules/logo.gif} Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas {https://brandportal.intranet.db.com/img/modules/claim.gif} From: Daphne Cales Sent: Tuesday, October 03, 2017 1:57 PM • • < ; Adrienne Bull Subject: FW: Oldfield [I] Classification: For internal use only Hey ladies, EFTA01398763 Steward Oldfield was asking about his one HR KYC outstanding but I don't see it. All I have is his moderates. Please confirm. GCIS Customer Number RISK Customer Name * Type Client Since Date Relationship Customer Number Relationship Customer Owner KYC Update Due Date Month-Year FO Submission Due Date Active Accounts (as of 19SEP17) Rel CBV (as of 6/30/17) Small Relationship Assigned support person Create KYC Update in System Submitted to FO HR: 1112 MR: 244 DBF Case # Comments 409100 HIGH Black, Leon D. EFTA01398764  Individual 4/17/2014 483288 ELYSIUM MANAGEMENT RELATIONSHIP Stewart Oldfield Oct-17 9/15/2017 Y $ 0.15 < $2 mm Priscilla Lewis Completed Completed 1822196 Under $2MM; requested to keep 442098 HIGH Lindemann, Adam M. Individual 2/1/2010 427075 LINDEMANN FAMILY RELATIONSHIP Stewart Oldfield Oct-17 9/15/2017 EFTA01398765  Y $ 29,086,262.09 n/a Michelle Baptiste Completed Completed 1809779 Approved August 2017 483883 HIGH Southern Trust Company, Inc. Organization 8/26/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Jun-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790655 EFTA01398766  Approved August 2017 483882 HIGH Southern Financial LLC Organization 8/26/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Aug-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790655 Approved August 2017 486426 HIGH Butterfly Trust Organization 1/24/2014 EFTA01398767 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1804531 Approved September 2017 487199 HIGH The 2007 Jeffrey E. Epstein Insurance Trust #3 Organization 11/1/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ 222,973,649.34 EFTA01398768  n/a Darnetta Chandler-Johnson Completed Completed 1804531 Approved September 2017 487219 HIGH Plan D, LLC Organization 10/18/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790820 Approved August 2017 487223 EFTA01398769  HIGH HBRK Associates, Inc Organization 11/1/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1791049 Approved July 2017 487225 HIGH Hyperion Air, LLC Organization 10/18/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield EFTA01398770 Sep-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790820 Approved August 2017 487244 HIGH JEGE, Inc Organization 10/18/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed EFTA01398771  Completed 1790820 Approved August 2017 487264 HIGH Neptune, LLC Organization 10/18/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790739 Approved August 2017 487265 HIGH NES, LLC EFTA01398772  Organization 11/8/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790739 Approved August 2017 489505 HIGH Individual 12/13/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A EFTA01398773  Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790724 Approved July 2017 492732 HIGH Zorro Development Corp. Organization 4/25/2014 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A N $ 222,973,649.34 n/a Darnetta Chandler-Johnson N/A N/A EFTA01398774  Inactive 499760 HIGH Gratitude America Organization 3/3/2015 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790739 Approved August 2017 550331 HIGH Zorro Management, LLC Organization 12/20/2016 483290 EFTA01398775  SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Sep-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790820 Approved August 2017 483289 HIGH Epstein, Jeffrey Individual 9/12/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Oct-17 N/A Y $ 222,973,649.34 n/a EFTA01398776  Darnetta Chandler-Johnson Completed Completed 1790655 Approved August 2017 487216 HIGH JEGE, LLC Organization 10/18/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Oct-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790820 Approved August 2017 499733 EFTA01398777  HIGH LSJE, LLC Organization 2/25/2015 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Oct-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790820 Approved August 2017 550868 HIGH Prytanee, LLC Organization 1/20/2017 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield EFTA01398778  Oct-17 N/A Y $ 222,973,649.34 n/a Cynthia Rodriguez Completed Completed 1704382 Approved January 2017 486423 HIGH Jeepers, Inc Organization 9/12/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Nov-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed EFTA01398779  Completed 1790820 Approved August 2017 486427 HIGH J. Epstein Virgin Islands Foundation, Inc Organization 9/30/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Nov-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790655 Approved August 2017 486428 HIGH The Haze Trust Organization EFTA01398780  9/23/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Nov-17 N/A Y $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1804531 Approved September 2017 487266 HIGH Mort, Inc Organization 11/13/2013 483290 SOUTHERN FINANCIAL RELATIONSHIP Stewart Oldfield Nov-17 N/A Y EFTA01398781 $ 222,973,649.34 n/a Darnetta Chandler-Johnson Completed Completed 1790820 Approved August 2017 423157 Moderate TFMG, LLC Organization 8/28/2008 409409 TISCH FAMILY RELATIONSHIP Stewart Oldfield Aug-17 10/15/2017 Y $ < $2 mm Not Started Not Started EFTA01398782 518287 Moderate The George Lindemann Family Limited Partnership Series 1 Organization 9/28/2015 427075 LINDEMANN FAMILY RELATIONSHIP Stewart Oldfield Sep-17 10/15/2017 Y $ 29,086,262.09 n/a Not Started Not Started 520582 Moderate Kati Forsythe 2014 GRAT Organization 12/3/2015 490359 EFTA01398783  THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Nov-17 10/15/2017 Y $ 103,855,330.67 n/a Not Started Not Started Trust Client 520548 Moderate CRW 2009 LLC Organization 12/9/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Nov-17 10/15/2017 Y $ 103,855,330.67 n/a EFTA01398784  Not Started Not Started 520547 Moderate GEW 2009 LLC Organization 12/9/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Nov-17 10/15/2017 Y $ 103,855,330.67 n/a Not Started Not Started 520550 Moderate EFTA01398785  Shari Wagner 2014 GRAT Organization 12/3/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Dec-17 10/15/2017 Y $ 103,855,330.67 n/a Not Started Not Started Trust Client Kind regards, Daphne Cates {https://brandportal.intranet.db.com/img/modules/logo.gif} Daphne Cates Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas EFTA01398786 WM Americas {https://brandportal.intranet.db.com/img/modules/claim.gif} From: Andrew Gallivan Sent: Tuesday, October 03, 2017 1:50 PM To: Daphne Cales <[email protected]> Subject: RE: Oldfield [I] The list we were looking at this morning shows 1 high outstanding that is what I was asking about From: Daphne Cates Sent: Tuesday, October 03, 2017 1:48 PM To: Andrew Gallivan <[email protected]> Subject: Oldfield [I] Classification: For internal use only Per our discussion, this is Stewart's list. As you can see they are all moderates. I'll have someone start these as soon as possible. 423157 Moderate TFMG, LLC EFTA01398787  Organization 8/28/2008 409409 TISCH FAMILY RELATIONSHIP Stewart Oldfield Aug-17 10/15/2017 Y $ < $2 mm Not Started 518287 Moderate The George Lindemann Family Limited Partnership Series 1 Organization 9/28/2015 427075 LINDEMANN FAMILY RELATIONSHIP Stewart Oldfield Sep-17 10/15/2017 Y $ 29,086,262.09 n/a EFTA01398788  Not Started 520582 Moderate Kati Forsythe 2014 GRAT Organization 12/3/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Nov-17 10/15/2017 Y $ 103,855,330.67 n/a Not Started 520548 Moderate CRW 2009 LLC Organization 12/9/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP EFTA01398789  Stewart Oldfield Nov-17 10/15/2017 Y $ 103,855,330.67 n/a Not Started 520547 Moderate GEW 2009 LLC Organization 12/9/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Nov-17 10/15/2017 Y $ 103,855,330.67 n/a Not Started 520550 Moderate EFTA01398790  Shari Wagner 2014 GRAT Organization 12/3/2015 490359 THIRD LAKE CAPITAL RELATIONSHIP Stewart Oldfield Dec-17 10/15/2017 Y $ 103,855,330.67 n/a Not Started Kind regards, Daphne Cates {https://brandportal.intranet.db.com/img/modules/logo.gif} Daphne Cates Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas EFTA01398791 fhttps://brandportal.intranet.db.com/img/modules/claim.gifl EFTA01398792