EFTA00169351.pdf

COVER SHEET FOR GLOBAL MARKETS WITH NETTING CHECKLIST for Signature and for Processing To: Cynthia Cuomo for Signature To: Milagros Morales for Processing From: Ajinkya Natarajan Date: October 10,2015 Counterparty/Agent Name: Southern Financial, I .LC CP Principal (if applicable): Jurisdiction of Organization: USA Entity Type: Limited Liability Company Type of Agreement: ISDA Master Credit Support Amendment Futures 8: Agreement Other Annex Options Agrmt (scanning only) ❑ COUNTERPARTY IS URGENTLY REQUESTING THE RETU RN OF THIS AGREEMENT. Attached, please find the following for review and signature: Execution copies of the above referenced agreement between Reutsc he Rank AG and Southern Financial, LLC dated as of October 10,2015 . O Supporting documentation: Enclosed or Missing/Pending: Enc. or MA' Enc. or M/P Secretary of State/Registration 001:100013:10 Legal Opinion O Waived O O Certificate of Inc./Restated Certificate of Inc. Guaranty O O Charter and By-laws Guaranty Signature Specimen/ Incumbency O O Offering document IRS Tax Form W-9 O O Limited Partnership Agreement IRS Tax Form W-SECI OH O Corporate Resolution(s) IRS Tax Form W-8BEN O Signature Specimen/Incumbency IRS Tax Form W-81MY O Investment Management Agreement Other: ❑ Sub-Management/Sub-Advisory Agreement Other. O Blackline copy (against template), if applica61 O PLM CONTRACT NUMBER: 640310 R _MarketsNetting I nfo/GM-CVRSHT w-Netting (Aug 5,2010 ) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) iiilta#91)128744 EFTA_000 196 14 EFTA00169351  PARAGON LEGAL MODULE (PLM) - NETTING INFORMATION STORAGE SHEET Negotiator. AJINKYA NATARAJAN Counterparty: Southern Financial, Lic Contract ff: 640310 Contract Type: Isda And Csa Amendment Please store the following information in Paragon Legal Module: In the master agreement's Contract Details Screen: Credit Linc Netting: YES NO Regulatory Netting YES NO In the CP Properties Screen for the Head Office: Credit Line Netting: YES NO Regulatory Netting YES NO In the CP Properties Screen for the CP Office Credit Line Netting: YES NO 0 N/A 0 Regulatory Netting YES NO N/A 0 In the CP Properties Screen fur thc CP Office Credit Line Netting: YES 0 NO N/A ❑ Regulatory Netting YES NO N/A 0 In thc CP Properties Screen for the CP Office Credit Line Netting: YES ❑ NO N/A 0 Regulatory Netting YES ❑ NO WA In the field "Netting Comment": In the field "Attention to": RIG lobaI _Markets/Netting I nfo/GM-CYRSIIT w-Netting (Aug 5, 2010) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 9311SAM745 EFTA_000 196 15 EFTA00169352