EFTA01521363.pdf

JPMorgan Chase Bank N.A. CHISLAINE MAXWELL ACCT. 270 Park Avenue, New York, NY 10017-2014 (Reviewed) For the Period 9/1/12 to 9130/12 Asset Account J.P. Morgan Team Table of Contents Page Client News J.P. Morgan Securities LLC's (JPMS LLC) and Paul Morns Banker Account Summary 3 J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Jason Bell Investment Specialist Holdings and Net Capital Requirements Janet Young Client Service Team Equity 6 At June 30, 2012, JPMS LLC's net capital of $11.8 billion Gina MegWoe° Client Service Team Alternative Assets 9 exceeded the minimum regulatory net capital Cash & Fixed Income 10 R requirement of $1.4 billion by $10.3 billion. JPMCC's net Other Assets 16 capital of $7.3 billion was approximately 7.5% of Portfolio Activity 17 aggregate debit items and exceeded the minimum regulatory net capital requirement of $2.0 billion by $5.3 Online access www.jcimorganonline.com billion. Complete copies of JPMS LLC's and JPMCC's individual Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). unaudited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase 8 Co website address: http://investor.shareholdercomilpmorganchaseffinancial- condition.cfm Additionally. you may call the following toll-free phone number to r uest a hard copy of the statement: J.P. Morgan 0000000067 00.0 OE OCO01 MAXIW04 20121011 Page 1 of 32 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048742 Chase CONFIDENTIAL SDNY_GM_00317940 EFTA01521363