EFTA01371547.pdf

From: Liam Osullivan Sent: 9/7/2017 11:12:01 AM To: Richard Kah Davide-A Sferrazza Vahe Stepanian CC: Stewart Oldfield Darren Indyke Subject: RE: FXE [CI Classification: Confidential Rich, You sold 450 FXE 9/15/17 113 Calls to close at $3.00. Thank you, Liam From: Richard Kahn Sent: Thursday, September 07, 2017 10:59 AM To: Davide-A Sferrazza ahe Stepanian Liam Osullivan azia Smith Cc: Stewart Oldfield Darren Indyke Subject: FXE please put order in to sell 450 FXE 113 calls at 3.0 or better please call darren to confirm on his cell phone thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jul 19, 2017, at 4:03 PM, Vahe Stepanian wrote: Classification: Confidential Rich — today Southern Financial executed the following per my conversation with Darren: Bought to open 450 FXE Sept 113 Calls Sold to open 450 FXE Sept 110 Puts Net debit = $0.09/ct. Please let us know if you have questions. Thank you, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064980 CONFIDENTIAL SDNY_GM_00211164 EFTA01371547