EFTA01268890.pdf

—//ccounl 068ERVATIOHS AT PLACE OF BUSIN ESS T Reef estate Inc Rc.ean s) .me I-. Sy Z 2007 . oven wood 11230ern 40 TaMila eeiniA06lli l iMitiliS a toe Ref Hoof Can Calle Oaklinve I Wee 221108 rctJentenebeemean Ste BO Ell Pandiy011ot wet Of BUSnein I a Semndenecelen(botch I 0 &Anew Accepted Iteddien 0 Cendeetriene Omen. 0 Secedefec Cdeleieeelel y club 0 Home Seed leselteils 0 Impootront 0 floretIlona El OltenWavelseaceelc . Pante lareanen4 Compaq 0 to Irma. Flneevelf Ineemen 0 reirkernuratiorver O DISSYST9 0' ln of SSA 0 trentsennIlAingenmet Omer 0 .leserenceeeleable a Toe* Agency cne Ceedefesene Come olDS) 0 Wed Cat Sin 0 Gee Salem 0 eleedesefenkplinent 0 Star 0 fleflactPleat blellIvine boleflefe 2$ 00 &Sere feet neco °man 0T *ad ' 0 Steen 0 finned 0 Coneession 0 Reeneekeeeed Mee Sults 0 Nonenensoll Number el Sonpionee l orlon (iee. • there bead dicene-Apereeend $ Nevelt* 0vetomer Trak (ar Acefeliv observed dflf vls4 IS Suits Visele? 0 Ss El it IF Yes. Oro beat cy: we . mein modem end wain,. ban. salts ill elenninG naivete, 1.9011 Oka MO la CUMIAIISt Base none Nowe pelt 0 Cele mos Z awake 0 awe PS El wee CASs tilisfpla• del cataloses stay IradSSISsota Ilto pooSis ots. taw boss wisyindo was reds to Ihit DOS IsmIstso to west a dadal.. Sand smog dash the Select Stec led the Ent End Rea Oka II S ;loons it n boxy/ wyeat fairtabc•se Garter Ina oi Penui al sons ocaSt In Feb Rey eandd tie Bank CDS psis en accourc meet lekeeee ow mown to 00enlic the leant. ES'S me wily w slonbon Tan twasKa.114016. N0 it types col IMMillOsalalle•Olkal a fl at 07fe Tracer O❑ACM Mgr era INS-144070YR Pap. Id? CONFIDENTIAL SDNY_GM_00013043 CONFIDENTIAL F astBankPRO00206 EFTA_00123686 EFTA01268890  No el U Mang O 0 - to ItI DogY traneachnt TOM crtka 021-to awns Ita °I . 0 'Neal ,.....y.t c...m., 0 $0 - 12SC/M O lodido -MAX Tionemilat 00'i° O " OiNs • • m,.. addinteetwaron Tor' O . CCisorbo 010 -MUM O ElISM) • *MEM titee.. O b U . . — • o o o - O a . Waves have panel', a tamm0 AEON Med el temessIe Doom W a if yea. /made muter m9 O Yea IR MAIM. In all tawny loam Ile cc dolly O set 0 SIM efdlealket". Oodoribe eoOJ mho dello bothnor r roosts *awnserigoisi FT Reel Elate What o ennelohed to h.* the doragomont .d rental of real utile proporty oomodtradr. Jaw doubt, . busnem milcipeled volu sci omencyl none IN0 yam obeammens memMS pm !mein: ;his two et loolroal E Thio. Li Pic boe be/my bp*W. is the president of Arlene Tar% Cornahly Inc (Roane Lib St -Onus. he has Severtil tits twins OrdeartS $4, MDMX to ere not doing teriburins"; hit they are eylett OVinerd ex atm, isoencl Moan() Meepaniee. vine 'wren emeremeer er none tae: ConetinrcoStont O Yet No Total Nemec rims tbikticsk tem ore= dotal* balm, Tom Numeral gmelbm pump/0 Cm Wens/ !mimeo kern Combeempelove babble 'ANL Q Roma copy of roman dare win rmamale'Y ilecotrie tow dolt hos Pap s O Yet O141 I Tat a meaa€ Eliwate MESS CACKILD EMObv.teaRSCMILLT pffilICALLY CCIOUCTID1NE &WM °Wane PROMDEO IS ANACM/RATED fuoca W ouSINESS Yarn. NEIPIPESATION COMALETE blEPREMENTATC14 OP W CAISERVATOIATIbe Pins tat view • . O itab °Aare Demi berm cr profteMalimamameley (kW •:sca satin cattem Ithpa l own Te,00** 01MMIESINIsa No MSS Mmetwe Me bean non at ma My Minenecten MecrarreCuld be Emailif0r otandbe an.ticiaMpielaeal hirditiekt4 SieO12_2_42 mkprziari. Air NrechtettletM Papraj 41: CONFIDENTIAL SO NY_GM_00013044 CONFIDENTIAL FirstBankPR000207 EFTA_00123687 EFTA01268891  LIU= IJILILatNLC t- UK KIJA DUJIPICOO Am..“-oviviv r.a (CHECKLIST) Arataint TOM: ALCOLint Natter. FT REAL ESTATE INC Nigh Pin Businemear Pict/ire addition& due attic. N Mae Mel OM type entre. apples, then Was tie Matlimmenti b el the tepee d Otildriemee tat do epply. Seem Hon Rork Parkin,' recurs me conalaflen .Fite 'flaaarvations • f Pfat• of Soilless Fenn'. to Stalnes$ le under Canatnralon cu e dent has not yet established a 'holly. Men our Manager (BSA a Clan alinagerM mat approve the dew in completing me OrnaraSona at Piece ce Staines, Form MI llph Mk' parks.{ are not netessater bad below. Ilya, tame a business to be -nigh (SC. saints not listed below. you must Mother tie BSA Ccirridence Ce.ICe Ci•ManCe. Wise BSA ecenpariaoe ocaultston or %novel Is required. the reCuirennent cannot be valved. Notes: a. FinitIltank doe open 300as-03 for 50repi DuateaSeS nd *ratan b do businessman arristrants in Mesh the bank °parade. I A the Stabes ce Amesim. ..:nited State. Virgin Mandl or Beath Wein Wands. c FirstBank doeS MR Open not mutton twain a tat chants ono engage in money remittance ached caning services F Milken k does open accounts It. Dusinestes mccrDornied fl a !Marcel haven courtni J 8U§INEES TYPt ' RECO ACTION., 0 Fnancia!InstrAticir 5 (C'edit LiC5arS. CaT5TC1:531sni Pm.av I arena. Note: FIRSTBANK does not open accounts for money trantm Stets Or .• Winger Broken. Printle Barks and Nato' al Bondi Check cashing businete O kkin-bank Fintrod Intiptons (Clurrenci Ent-Wipe. Foreign Exchange 0 Operating acocunts tor Financial are Non-Bank Maim re CO not and Canes) ware the approrar 0? Fattiants BSA Coma:war DePasenent. In to •• Nee0 a Meet Vann to .stmt on colt Pany letterhead • Mina k account Is for operatic al covens only. and • NO customer turn hall Aar trent , the account. - Third pate cannot fund weeny anoints O The BSA Compllaree Meer I twee odor to opening ta al other tipas al accorats. Ca O Cash Inlet Busineesea (Any Of Cleanse whims amksaallaa MO Me one or boner* and cconete lap *Observation 4 to Place of Plead noel $30.000 a more in CiErth per seek and vim 4 not a Business' ken. The must be date hithin 4 eons of account opening. If be recap:zed local, teigiCall Or lla'anal chain. a g .Walgreenle. TGt tsarinas 4 rot located in your market/ace (ce. nerd lies in San pan and Relays. Cats. Mugu en) opens an =OM in tUb Ray) the Bar* once, tong to amaunt mum rdirata to ideal Von oponsm me account at Maier Seriph on to • Foos and nano daces Cep:sweetie at Ihe Mace of Bowen Form and *My 'MS liXplaniston makes Paned sense. • Grocery Sian yes. O AMA Verify V panne* awned ATUI are toCedil on me Verde's/ If - Beer. Cite and Item store Obtain copy of Third Party Agreements. An deers O If Me business seas monetary innumeree (morn order) odor prapeit Vending Monne Operators awn. that copy of ma Sala Agent AbFeenTant ❑ Telecornrrunlatorat Phone Cards, Telephaa CrtnWs ❑ Travel Agency n otos-thous* an CI MVPS/ Elden Banes (Plea.* Innentc•V Ore be observed) ❑ illmaryt Gen Procne Meta*. ❑ Gladraaa httmlenitreteal Gas Stations CI ❑ GamblinaCianerg Establishments (> 20% of Me acavity) Na) hate OLUtin at east 2 a sae of any of the fOlideng neurrienb any fort. O renewal Broker (never takes possesson of goods. either NOS a DO phyaiCat norxhan accessible b Penorstrale hot haul O 'nvolars O used Cal Mae (re nibs location) O Slipping Cannella ❑ Freight TranspOna•On • Conran ❑ Transit and Ground Trangixtelica These docurnand mat be itoDOcstive of me KUM a Wane= antiOpated that aka Corpora* the Tram...eat FhOfile For tamp*: If a cornpanY indicated Oft-Shoe Capant/cm (review the Mien of inosrporalkn. tt O no 5200.000 rage wal be received. 2 none for SOO an not aCcopebre Staten ins Peen shares* do not open the recent). tinder in a brincal haven anandances may the bones be bxaPorated outstay. See kir a listing d theses Minn. dent Mond Mat cash sat Samos IRS Fain 5300 fcr review. It pang* CarlBoad Mane Cenral, Mb on me ObseivalOns O Oa not exceed 510.000 pa dent then irdnzate O Mock Brokerage the PUP Ot Business form at the Plea Mat the nice ce business end corrplete the Obiervatreed Wing. If t Bosirone tom. The mat be done waNn 4 weeks 01 .cooed a business is no. WOW In you" marketrace pa_ deal Ines n San Juan the amount nu opens an amain in Hato Ray) the Bank Officer merino an 1 opening the mama al Nina Sandi Mica,* to mason for ire 1 O IMMIX Boanesses - My bairns rat seta me majority a its goods that also has a web Oteenratons at the Raced Business Porn and why OS eaplenaddi business sense. You must 'ova the weecile to ensure that thanes Mitntannatleo resit in embovasprent or negative Okshldly la FIFtST SANK Mal co (Exempt and serves over Me lama (Not a yen cutlet POO ! ado entertirment. funkpgaik1h. et.) men -203420M SD NY_GM_00013045 CONFIDENTIAL CONFIDENTIAL FtrstBankPFt000208 EFTA_OO123688 EFTA01268892  Account (CHECKLIST) Account Number: F T Real Estate, Inc i Nigh Risk Baines«s read* I Tat do apdy. .Sara Me RCM addend due diligence. If more Tan one we of Panels apples, ten foam oar has not yet estabaie 840esset regnro Me comrade ethe 'Obleinearves et Place toe requirements for an me stag of &Yaws Fan' If a Baden e of buserda7sei d a 'wobbly. the cis Manager &seem Fern AA 'MO Mk' (BSA a Duna Manage eke cons cem a the businesses era not necessary sated ') must approve m* Ma T contact Me RSA Opmfame (Nice foe If you believe a baness to be conlemin g the Observabm m Fat «I garde Whore BSA Complame bigh MC entitle nix tad MOM. consulfren or epproa is you mal i Noses: ledrisadisant cannot be was. I a. Mager dais to open accounts for Lan Slate* of Animas Unite foreign Maas« not registered to States Vdpri leads or Bash Virgo do bairour n tie )uvaninno lands ns In *hot to non* nPrgen. t.e. Me b. FIrstgank don open not maintain flaunt. for dusts who «Siege in money C. Firstlank dos pia open scoots for ~nut of Mork ~Ting emus Maine:pm irdOrPereled in • Mama Man MulfrY BUSINESS TYPE 'REQUIRED ACTION. O Enema inedulions (Grad! Unarm. Comnicro Menage Breda Prate Banks and al em Prate Lemnos. Note: atonal Bombe) FIRSTBANN don not open accounts for check cashing business. money transmitters or El Non-BM F,nansai inseusons (Currency Exedra. Fong., and Canoe) Exchange O ~Ong accounts for Franal end Non bons ;mouton Do no: ream the approval of FirdBenkb BSA Co:redoes Oeparimert A Ta case Mu en' Need a Mbar fern ay mourner cin company /mensal Steep ha aCCOunt is la merahonal aspen% only, • and No mama hinds mail nos Mooch to account. Tad puttee asmal turd operamp acmes • ❑ The BSA Comptante OfbMa < pm/Toomey for ell OR* Ines «account Call ❑ Cash Twee Businesses (My retail businessIdiom tranescan vnt the an of baness and compete tre Probe snows 530,009 ormos in Cash per week 'Obserratone and who II not a reagnited Cep. regional or ~ad chain. e.g.. Walgrem Sabine form. This must be done wean a slay ol &DOJO!el the Ma Of b.TOI Openng, II by Fddaye, CMOs. My*. banes is nor dead In your Mallatia ) na Mart fra, in Jan end tans en *Mounted,» Rey) FM Bank Odder menu the San Foods and drinking cam amount mat inasto he reason far opening TO aCOOlalt el Nesa Bien Otenralione at Om Pin of Business Fortin and why Oils on OM Grocery Snares ~aeon mend business ensa. Sm. whe and lquor Mare CI ATµ Verily if evenly mad ATMs are bared on the stan copy of Third Party Agreement*. amine. If Md, An cleats Venting Sadie* OPmetnta O if the business seds monetary instant (money cud& obtain copy of Tie Sales Agra AfatMnent. VOW) mar awed ❑ TeleCcienniundelons• Phone Cards/ Telephone Gras Troll Agency ❑ Import/ Enna Banees (Praia Inv...Amy in atom or werelade Fan be Observed] ❑ JeraM Gerd Predea MetaS Etemonics lealemileetat) en Bruns OrifolGendneEslianment. (> 20% of he actWy) I ❑ IreOceTExPon Brokar (near ate coesesem of goods ear home Obtain at aled 2 or more of any Of One Mown mean based emery:« leach aocalibe to deanornate but need) (car for a fl.) ❑ rook= ❑ Used Car Sale (no sales gasa) C SNononorentg ❑ FraigleTnansportad ❑ Comnete ❑ Teens* and Ground Taisponallon These document* mull he supports* of the awn* of banns ankrated ❑ OfliShoraCcrporaliad (maw be Mica of Irceporattan.If Conatee he 'rman Prone. For enrepet If s Denary innate( that wires In Svudare uses bearer shares' da not open the soMrit), Under no $203.000 range MI be ~ed. 2 Maces for $460 we not accepted°. ormonstences may the band* he in/madded Ina Monad haven may. See Treace of Teen Contras. • CantoaV Plan* Dearead Sample IRS kern 8302 for renew learner net *dates tad cash MISS O Shack do not abed $10.000 per net Oa ina ab la on the Obsenratons at the Place of Dueness form. Vie me Men Of Mean am complete the 'Observations at the Place Of Bands' form. This mist be done wai a marel of mast canny. II SW Ovalness e nus bead in you maniebtace (I.e. <Lent Wes In San Agin and epee an 4~ in tam Ray) the Salk Onice opening the amount must indicate ta lesson for smog the avant t bads Brands on me OtestraeOns et Te Mace cd Baness Fen and why this oxplatellat makes Waimea sense. O Internet Bantam -Any Mesta betels Ite moan of its ettgala You must review the ~bee to ensure that there 4 ro info-meta that osici ana sansas over the Ideas! (Nee a read culle that also hua web remit in ambarreasment a negative publicity for FIRST WM% (Examples me) adult Paineiontrant OornotinaTA etA) itiNS-2463-0207R CONFIDENTIAL CONFIDENTIAL PurstBankPR000209 SDNY_GM_00013046 EFTA_0O123689 EFTA01268893  BUSINESS TYPE Ral!~ ACTION Personal Investment Compan). D C Opning ~onn% fot invesenert bes • Inalabrem kteremericnt Rosines% nøstes do rot regiene ete 4•00•6•16 ul &RA CCatioinme Moyve.a ▪ Money Vaiar :ne Rei vest nie otta on company letlaneact stalt* ltermtatbeobtaalC66om eve aCeOunt i ex %dia% oPmatorai perite~ °na and thal cleentS ~mal haxa vrie pfoagh me occoont (Tidd %Min cannot hol eat lund Un ~mene account.) ❑ GSA Cornamice apen:nal IS reentrel Ora b Oponng ter al %enn% au:Gusti. • enten ler 8SA Canµance ramm: 1. A capy of the oatonte ~em 2. Nar% demary moden% and sea' ~uty Nentier beneecial myrer (ALI INVESTORS MJST RESIDE br oach IN US.) 3. Stamnan, occcur:operingdomarisentation. Kst,: gnavet thsinvere Ccmpavies tat). witiem Pm ~lg is horing es em lende (ro Irvollor orrer 244 hai skoen or %My rembe* don rot fal n alis caltoory cl MC., is not 'high riai ana dom ord" 604 OVITIPlience 40044, 81 and ro ote ~myet not dagen% o ieramd. duo ❑ Home Elesed Busameass Obtan any Mo (2) ce Mo ~peng docemeM I 0 Legal Samme ❑ *osene*. Tex Fireparaam. ard Nare Service ❑ Computer System Oflign lcd Rolated Sene« • • ~os korn %%Eta eicittracts 606 alarab li (~Ykd 0•• 44): • Tmashorm worilicaten ~ elan b km«min% • Copy of a :ame da ~age in a %Matar 0~1~ Id~Med by your Mate) • My &omme tom a Med %Mf tO evalencing MI Me business Is elgegdRid bAneffIRTRTANOWel in n acitaty tam ~n eve mr: ne ~neo oy tettende • IT the Imam* tanet Rus mele:tea nimint~ Ns P~4~ «talentet'« ~cess amour". mei Firet Bark foretne* a2.442260 kage Te Nen& ~rugar may nat the recairement far dembe*/ atri%%. em.It ~mod pnrder i ta Po so. The blosIng Informatian mutt be documented Me ilecainerelatc~i %k. • Orincrt's Nem • Cent s cersoral or other besna* %%unt nunbca(s) • Dets ods- rd. ▪ Ruelnenesec696•926064444946•464 Ballte managerne:ri mat prove% a juercation shame b be kelt on file exel nnp Us case lee %aning Me Matcrehlp? 11* Cedh~o 41444I indicaa Me taflene* Deamen ave Brandt n shOuld dam end tio MINI ~pattes flOse ceeke ene berg iledideliod rasroll. e.g. eintom« Sve Capene, (200) Profi lo, moe smettet 4/04~OR -it ~RIMA • Yling Ot the husmenn °Vene etc. most bo sent Mfl Me hateceilo n Mene The 8nerch ~nage most ilubr4t Om Pocumenet lo Mo mal levet ot nasnagemed for riphatv ~ ~vit CI Eme~Consulates and OC~Fteltresentatim 0 11~ e FM 0 The ELSA tangenes Off Gommisen8 is ~tamd pax m ottiming Ulme tYPeis of1~~te, Cal Ei Ctstiablo Organizatorm Not fa drone and recess Cligenzations attan the followIng irdormation a% ~emmi in tie Otervalorie . . el obut of Rell~ Cirganttelkes &snau form (~Itedn RIM: • Grint engang and gang sen~ • Puma* and °byete dd fl% ~Mi • Crrie end Social OfganotatiOne • Organirabon ~fl • The dona and %%Ner ~e • Fumling and tasbursoment creerie • Large coneevrten • Attlaton With reis CheMee• Groen t nave ~ri the ~Mit pa ot prospect and 0~116166 Ømt Mk la not • high risk %ohms and he immunt opening reises: was: • APPromd ❑ iRealCAT ❑ *emmi eiReCt lot Milden Colon IthrLriech. Meneger Nerne0fIcerin Charge A\ ‘to DS' Dale This «mo«proaat ~ %termin% lo bo Mot et a Nok det boeren he «toet mening ~vast 3 Appmed ❑ Oenied (Raa) ❑ Refend to Ot• Merket ~nage en 8SA ~moe Depenment fot guCance. Aogonnyb4oceb: MaSna teinsg r Nam M *ane NNNS-24634:20TR SONY_GM_00013047 CONFIDENVAL niRDENTIAL FIrstBankPRO00210 EFTA_00123690 EFTA01268894  DUE DILIGENCE FOR HIGH RISK INDIVIDUAL ACCOUNTS Ela (CHECKLIST) ., Account Title: Account Number: Jeffrey Epstein II- High Risk Individuals require additions due