EFTA01450412.pdf

From: Amanda Kirby Sent: 10/31/2013 1:43:33 PM To: [email protected] CC: Paul Morris Subject: Compliance Attachments: pic21422.gif; pic12207.gif Classification: Public Rich, Per our conversation you are not the same Richard Kahn who was barred from the NYSE Arca in April of 2012. You have been at your company, KIRK, for 8 years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony. Best, Amanda Kirby (Embedded image moved to file: pic21422.gif) Amanda Kirby Associate Deutsche Bank Trust company Americas 345 Park Avenue, 27th Fl New York. NY. USA. 10154-0004 Tel Fax Email (Embedded image moved to file: pic12207.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 106022 CONFIDENTIAL SDNY_GM_00252206 EFTA01450412