EFTA01359694.pdf

From: Jj Litchford Sent: 10/1/2015 5:42:07 PM To: Armen Brash Vaishali•P Mehta CC: PWMUS AMLKYC Subject: RE: Account Re-opening [II Classification: For Internal use only The account was closed due to zero balance (it was funded on 2/6/2015 and then de-funded on 2/23/2015). I have submitted for the research since the last KYC (2/1/2014) and put it in with high priority. I will let you know as soon as we get results (We expect some negative media possibly). thanks for the help, appreciate the quick reply. JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset 3 Weaah Management mad Pe nierwitiPerfoon From: Armen Brash Sent: Thursday, October 01, 2015 5:39 PM To: 3j Litchford; Vaishali-P Mehta Cc: PWMUS AMLKYC Subject: RE: Account Re-opening [I] Classification: For Internal use only JJ You'll need to order updated research and complete a KYC update. Essentially, you have to treat it the way you'd treat a brand new client. Why did the account close? Was it ever funded? Was it closed due to zero balance? Please note that this is a high risk client and the KYC will need to be reviewed by AML Compliance; I've cc'd them so they are aware of the rush. Best, Armen CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047804 CONFIDENTIAL SDNY_GM_00193988 EFTA01359694