EFTA01344173.pdf

PB-Service1318 < Dat 12/02/2013 03:15 PM e: Sub RE: Fw: Epstein - Assets to transfer (C] jec t: Vahe, we are setting up the global deliveries for each account as TD 12/02/13 and SD 12/03/13. Best Regards, Janet Young Janet E. Young' vice President I Private Bankl J.P. Morgan NMLS ID # - SOO Stanton Christiana Road, Newark DE 19713 T: I F: Alternate contacts: Gina Magliocco and Jason Grosse' T: I F: To ensure a rom t res onse, please direct our re l to our team: T: F: From: Vahe Stepanian Sent: Monday, December 02, 2013 10:23 AM To: Young, Janet E Cc: Amanda Kirby; Lisa D Hurd; PB-Service1318; . COM Subject: Re: Fw: Epstein - Assets to transfer (C Classification: Confidential Janet, Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red. JPM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # N4G- - Sout ern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: - tx via DTC - Okay to free deliver: Pershing DTC # = 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: - tx via DTC - Okay to free deliver: Pershing DTC # = 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: - tx via DTC- Okay to free deliver: Pershing DTC # = 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: - Pershing Euroclear # = . Please confirm t/d, s/d and amount so that we can match free delivery. LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: - Pershing Euroclear # = . Please confirm t/d, s/d and amount so t at we can match free delivery. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029463 CONFIDENTIAL SDNY_GM_00175647 EFTA01344173