EFTA01373026.pdf

Please send all GED related emails to anin4trartronst. From: Dmitri Saks On Behalf Of US-CB S-AML Sent: Monday, December 22, 2014 5:18 PM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Hello Anastasia, Could you please help to identify the Head of the Business through which this client is being onboarded. AML Compliance needs to have a discussion prior to approving this account. Thank you. US CB&S AML Compliance AML Compliance Deutsche Bank Securities Inc. Compliance RumierwlyPernow Anastasia Pringle---12/22/2014 10:43:18 AM---Classification: For internal use only Good morning, Anastasia Pringleklb/dbcorraeDBCOEX From. US-CB S-AMUdbldbcom@DBAMERICAS. To. Cc: Ged Aecotr4OpeningkRildboomeDBAmoricas. Manikandan MurandharanidbedbcomaDBAPAC 12/222014 10:43AM Date RE: EDD package br the RID: ONB-120902 LKYCUS-3443 Party name : Southern Finance! LLC (I) Subject: Classification: For Infernal use Oley Good morning, Do we have an update on the below request. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067004 CONFIDENTIAL SDNY_GM_00213188 EFTA01373026