EFTA01345108.pdf

From: Vahe Stepanian Sent: 12/2/2013 3:41:15 PM To: Subject: RE: Fw: Epstein - Assets to transfer ICI Classification: Confidential Great, thank you! From To Vahe Stepanianidb/dtcomoDBArnericas. Cc. Amanda KirbykitddecomeDBAMERICAS, . Lisa D HurdidbfdbcomeDBAmericas. PB-Sereice1318 <PB-Servico1318eJpmetgan.com, Date 12O2/2013 03:40 PM Subject- RE: Fw. Epstein - Assets to transfer (CI Vahe, Current market values are noted next to the security names below. JPM Southern Financial, LLC Wxxxx0003 - Assets to be transferred to Pershing LLC A/C # N4G- xxx804 — Southern Financial, LLC - 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: X50473106283 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. Units 3,000,000 - Market Value - $3,220,320.00 - LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: x50717735822 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. Units — 1,500,000 Market Value - $1,785,435.00 - 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. Units — 2,500,000 Market Value - $2,020,000.00 JPM Southern Trust Co., Inc.(Wxxxx5001) — Assets to be transferred to Pershing LLC A/C ft N4G-xxx812 • 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match. Units — 2,000,000 Market Value - $1,616,000.00 Best Regards, Janet Young Janet E. Young' Vice President I Private Bank! J.P. Morgan I NMLS ID # 832072. 500 Stanton Christiana Road, Newark DE 19713 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031246 CONFIDENTIAL SDNY_GM_00177430 EFTA01345108