EFTA01427245.pdf

Subject: RE: Trade Details --> 06/15/2018 [C] From: Liam Osullivan <[email protected]> Date: Fri, 15 Jun 2018 11:42:39 -0400 To: Paul Barrett Richard Kahn Cc: Martin Zeman Davide-A Sferrazza Joshua Shoshan Xavier Avila Stewart Oldfield Classification: Confidential Paul, In SFLLC: Sold HKD 982,444.65 @7.851 USD $125,136.24 Thank you Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email Prepared on 06/15/2018 Source: Pershing NetX 360 EFTA01427245 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. From: Liam Osullivan Sent: Friday, June 15, 2018 9:04 AM To: 'Paul Barrett' 'Richard Kahn' Cc: Martin Zeman <[email protected]>; Davide-A Sferrazza shua Shoshan Xavier Avila Stewart Oldfield e > u ject: ra e etai s --> 06/15/2018 [C] Classification: Confidential Paul, EFTA01427246 In SFLLC you sold: TRADE DATE STLMNT DATE BUY/SELL QUANTITY SYMBOL SEC. DESCRIPTION ISIN PRICE NET AMT. (BASE CCY) PRINCIPAL COMM. FEES* NET AMT. (TRANS. CCY) TRANS. CCY 6/15/2018 6/20/2018 SELL -70,600.0000 763:HK EFTA01427247  ZTE CORP SHS H ISIN#CNE1000004Y2 CNE1000004Y2 13.95160000 125,177.20 984,982.96 1,477.47 1,060.84 982,444.65 HKD Prepared on 06/11/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. *The Hong Kong exchange charges 10.77 bps in fees. The account is long 982,444.65 HKD. Thank you, EFTA01427248 Liam fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 P w York, NY, USA Tel. Emai KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01427249