EFTA01475903.pdf

Opportunity Name Customer Name KCP Banking Margin Loan KKR KCP RIN Brokerage Deposits MBS Trades Phoenix America Deposits Structured Notes Loan Additional Brokerage Brokerage Account SSW 2007 LLCDeposits ETE Brokerage S2 ETE loan S2 DPM Panda Phoenix America Fixed Income Preferred CD Brokerage JTWROS Brokerage Strand Hotel Goldrush Black, Leon D. Black, Leon D. DF Enterprises EverWatch Financial General Atlantic General Atlantic Gratitude America Meister, Todd New Apostolic Church ORIX Corporation Parami Capital Management SK Family Office SK Family Office Southern Financial LLC Southern Financial LLC SSW 2007 LLC The George Lindemann Fam LP The George Lindemann Fam LP The George Lindemann Fam LP The Haze Trust Third Lake Capital Third Lake Capital Third Lake Capital Third Lake Capital Wanek Trust of 2000 Wanek, Karen A. 54 Madison Partners Parami Capital Management Close Date 12/31/2015 12/31/2015 12/31/2015 12/31/2015 EFTA01475903 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 12/31/2015 1/31/2016 1/31/2016 (%) 75 90 75 75 75 75 75 90 75 75 75 75 75 Product Name Brokerage Checking Lombard Private Equity Funds RIN Structured Notes Brokerage 75 Money Market Brokerage Private Equity Funds 75 Money Market Structured Notes Structured Lending Brokerage Brokerage 75 Money Market 90 Money Market 90 90 90 75 75 75 90 EFTA01475904 90 90 75 75 Brokerage Lombard IA - Equity Private Equity Funds Private Equity Funds IA - FI Preferred CD Brokerage Brokerage Structured Lending Structured Lending $ $ Actual Assets 50,000,000.00 50,000,000.00 250,000,000.00 Structure BPS BPS BPS 5,000,000.00 Flat Fee 3,000,000.00 Flat Fee 3,000,000.00 Flat Fee 10,000,000.00 10,000,000.00 BPS BPS 25,000,000.00 Flat Fee 10,000,000.00 Flat Fee 10,000,000.00 BPS 3,000,000.00 Flat Fee EFTA01475905 5,000,000.00 75,000,000.00 10,000,000.00 50,000,000.00 1,000,000.00 BPS BPS BPS BPS BPS 30,000,000.00 20,000,000.00 25,000,000.00 15,000,000.00 15,000,000.00 100,000,000.00 BPS BPS BPS BPS BPS BPS 100,000,000.00 Flat Fee 5,000,000.00 5,000,000.00 150,000,000.00 90,000,000.00 $ 1,125,000,000 00 BPS BPS BPS BPS BPS/Flat Fee 5 40 65 20 35 0 35 200 20 20 40 35 20 135 35 150 150 35 50 5 20 550 1235 Actual Revenue EFTA01475906 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 25,000.00 200,000.00 1,625,000.00 200,000.00 90,000.00 90,000.00 20,000.00 35,000.00 50,000.00 400,000.00 35,000.00 45,000.00 100,000.00 150,000.00 20,000.00 200,000.00 3,500.00 60,000.00 270,000.00 87,500.00 225,000.00 225,000.00 350,000.00 500,000.00 2,500.00 10,000.00 $ 12,000,000.00 $ 13,365,000.00 30,383,500.00 Estimated Month # 2015 0 .5 .5 .5 0 EFTA01475907 0 .5 .5 0 .5 .5 0 1 .5 .5 .5 .5 .5 .5 .5 .5 .5 .5 .5 .5 .5 0 .5 $ $ $ Est 2015 Rev 8,333.33 67,708.33 $ 200,000.00 $ $ $ $ $ 833.33 1,458.33 50,000.00 $ 400,000.00 $ $ $ $ $ $ $ 833.33 8,333.33 145.83 $ $ $ $ $ $ 2,500.00 11,250.00 3,645.83 9,375.00 9,375.00 14,583.33 $ 500,000.00 EFTA01475908 $ $ $ 104.17 416.67 $ 556,875.00 $ 2,086,812.50 1,458.33 45,000.00 8,333.33 6,250.00 90,000.00 90,000.00 $ $ Est 2016 Rev 25,000.00 200,000.00 $ 1,625,000.00 20,000.00 35,000.00 35,000.00 100,000.00 150,000.00 20,000.00 200,000.00 3,500.00 $ $ $ 60,000.00 270,000.00 87,500.00 225,000.00 225,000.00 350,000.00 EFTA01475909 2,500.00 10,000.00 $ 12,000,000.00 $ 13,365,000.00 $ 29,008,500.00 EFTA01475910