EFTA00094212.pdf

From: Chris Dilorio To: Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Wed, 16 Sep 2020 12:25:26 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf Janey, Schwarzman must be pretty close to the top of the SEC's "do not investigate" list. The latest Schwarzman/Blackstone orchestrated fraud and cover up: KODK Today, the KODK Board Member Jason New: Blackstone "independent" outside inquiry by the law firm Akin Gump is in https://www.kodak.com/content/products-brochures/Company/Report-to-the-Special-Committee- 09.15.2020.pdf "gaps" indeed The flowery New/BX cover up is chock FULL of gaps. "Introduction to Phlow" Phlow: the VA consortium receiving $350 mil in Government Covid funding to provide Trump pushed Covid Cure: hydroxychloroquine https://www.prnewswire.com/news-releases/phlow-corporation-awarded-354-million-hhsasprbarda-contract- to-manufacture-essential-medicines-in-shortage-301061648.html Phlow Corporation Awarded $354 Million HHS/ASPR/BARDA Contract to Manufacture Essential Medicines in Shortage - PR Newswire RICHMOND, Va., May 19, 2020 /PRNewswire/ -- Phlow, a U.S.-based, public benefit drug manufacturing corporation, has received federal government funding of $354 million for advanced manufacturing ... www.prnewswire.com Phlow already has/had a long standing relationship with Ampac Fine Chemicals EFTA00094212 https://www.phlow-usa.com/about-us/ About Us I Phlow Corporation Robert Mooney is a tireless champion of creativity and business acumen. As an entrepreneur and co-founder of New Richmond Ventures (NRV), Bob counseled startups and early stage companies on accounting and financial reporting, capital strategies, equity raising, project financing, milestones, business www.phlow-usa.com In May 2020, Phlow was re starting/building a mfg facility/warehouse with partner Ampac (AFC) to fulfill its Government contract https://richmondbizsense.com/2020/05/20/new-richmond-based-pharma-startup-with-350m-in-funding-eyes- facility-in-petersbura ;2J New Richmond-based pharma startup with $350M in funding eyes facility in Petersburg Richmond BizSense Earlier this month BizSense first reported Phlow's initial government contract for $6 million, but details on the company's plans remained unclear at the time.. Gupton said in an interview Tuesday the company's plans have been in the works for about 18 months, well before COVID-19 hit. richmondbizsense.com Per the KODK/New/BX/Akin Gump cover up: pg 20 "On June 15 2020,Kodak signed a Letter of Intent with Phlow in furtherance of its application to the DFC to show it had a CUSTOMER for its future API's" Most definitely "DEFINITIVE AND MATERIAL" So, where is the SEC reviewed/required 8k for this agreement? https://www.sec.gov/cgi-bin/browse-edgar?ClK=31235 Meaning: the DFC application was a FRAUD. Fraud on the government. Fraud on American taxpayers. Further: WHY would the DFC consider "loaning" $765 million to KODK with NO EXISTING API capability when it already granted LESS money to Phlow/Ampac with proven capabilities? Answer: KODK liquidity issues are SEVERE Like Milken: Insider trading is NOT the real issue here. The latest BX orchestrated "glitch": KODK. I know this information may be more than the SEC/DoJ are capable of comprehending. Call me and I'll walk you through it SLOWLY. EFTA00094213 Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday September 1, 2020 7:40 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, MORE on the Blackstone/Trump/Kushner KODK P&D grift. Again, BX helped orchestrate the Knight "glitch" and bailout. No doubt, the "luckiest" f'ers on the Street. VERY high on the SEC do not investigate list. So, they can continue to facilitate criminal activity. See below: Jason New: KODK BoD: BX. In charge of the KODK "internal investigation". Now we read where D E Shaw has taken a 5% stake in KODK. guess who DE Shaw largest investor is: Blackstone. Corruption cover up. For the record Janey https://www.thetrustedinsight.com/investment-news/de-shaw-blackstone-20190325420/ Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Thursday. August 20 2020 12:04 PM EFTA00094214 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Mr Best, Congratulations on your new position as Director of SECNY. No doubt you have earned the promotion. For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint. Truly, fantastic work. ALL of the entities in the complaint are un named. WHY? This is my information. Swiss Banks, FFI's, and of course: penny stock trading fairies aka executing BD's/MM's that made it all possible. Per Dick's complaint: BBH delivered 80%+ of the trades to executing BD's/MM's. Did Dick Best criminally obstruct an investigation into my claims? Per my extensive correspondence with Robin Traxler at FINRA AND the fact that the SEC had my Knight Capital TCR in its possession for almost a year when Dick brought his BBH complaint. So, did Dick's complaint implicate entities in my TCR and that's why ALL of the entities in Dick's complaint are un named? Most certainly YES. Recall, this scheme generated $850 MILLION in proceeds. Dick's $8 mil fine was not a deterrent. Intentionally SO. So Congrats Dick on your new position as Director at SECNY. Janey, Hoecker, Dick, the record is extensive of my correspondence including Dick Best at the Atlanta Office. No doubt he will be recusing himself related to matters involving the un named entities in his FINRA BBH complaint. OR will he do what is expected at the SEC: Criminally obstruct investigations while screwing whistleblowers like me? Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Wednesday, August 19, 2020 6:53 AM To EFTA00094215 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Further: Janey, Hoecker, Jay, Mehraban et al Let me help narrow down the SEC facilitated, ongoing accounting fraud at NITE as I know none of you have ever spent a day on a trading desk: IF the avg holding period for VIRT HFT is a matter of seconds AND VIRT goes home flat every night, then what is the receivable/fails related to? With the core Virtu HFT business eliminated, what that does that leave? The CASH OTCM business maybe? Should I draw a picture in crayon for you Ms Mehraban? NITE: 3 different CFO's in the last year. Ms Mehraban, How much is your former Paul Weiss colleague/boss Dougie Cifu paying you to criminally obstruct an investigation of my allegations? Janey, Hoecker, Mehraban et al: When it comes to trading fraud/accounting fraud cover ups, SEC attorneys are CLEARLY not qualified. The record there is ALSO IRREFUTABLE. Here glitchy glitchy. Cheers! Christopher Dilorio Whistleblower From: Chris Dilorio EFTA00094216 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, Hoecker, Mehraban, Jay et al, The massive SEC facilitated fraud on the public known as Knight/KCG/VIRT: NITE is reaching epic proportions in August 2020. For the new "accounting" hires at the SEC: In 1Q2020, the receivable at NITE was up 90% or $1.2 BILLION from Dec 2019 to $2.562,721 billion Per the extensive record Janey: fails: because of self clearing are booked as a receivable. FRAUD. no intention of delivering. More accurately a liability. AND per my 2013 TCR: a large portion: structural liability as a result of an open naked short fail position WHEN not if a reverse split is approved by the grossly corrupt SEC/FINRA. There are some new "buckets" Malusso,loffe, Dougie large have created within the Receivable as well. Creative. The accounting shell game: moving fraud (abusive naked shorts) from bucket to bucket. The 1Q2020 10O https://www.sec.gov/ix?doc./Archives/edgar/data/1592386/000159238620000006/virtufinancial03- 31x20.htm Inline XBRL Viewer - SEC The Inline XBRL Viewer allows a user to quickly and easily review details of the tagged information in an Inline document by automatically placing a top and bottom highlight border around each tagged numeric fact and left and right border for each block tagged fact. www.sec.gov pg 23. Buckets total $2.562,721 BILLION the 2Q2020 10O https://www.sec.gov/ix?doc./Archives/edgar/data/1592386/000159238620000009/virt-20200630.htm EFTA00094217 pg 24 Buckets total 52.441,283 BILLION The FRAUD (please see the record Janey). ALL of the receivable items are related to SETTLEMENT. Certain items within the receivable: buckets: would zero out within days IF VIRT was in compliance with the Securities LAWS: Close out requirements of Rule 204. So, isn't it beyond amazing THAT: although there was some change in certain buckets AND that the amounts were zeroed out within days of March 31, 2020 ONLY to end the quarter June 30, 2020 a mere $121.438 MILLION difference from the March 31, 2020 ending balance777777 That is absolutely f'n amazing: $2.562,721 BILLION zeroed out from March 30, 2020 THEN a $2.441.283 balance at June 30,2020. Well, the SEC does believe in "penny stock trading fairies" too. Nope. Not penny stock trading fairies. AND VIRT didn't zero out :FAILED to SETTLE BILLIONS $5 in transactions. This massive fraud is due to NEVER closing/covering as is mandated by LAW. SEC, ongoing, massive fraud on the public. Classic bucket shell game. A la FCM and Reverse mortgages. NOTHING has changed thanks to SEC corruption and obstruction while screwing whistleblowers like me. The massive NITE accounting fraud facilitated by the SEC that facilitates the ongoing fraud on the public the SEC is mandated to protect. CLEARLY, IRREFUTABLY: NITE is and always has been a criminal entity. ILLEGAL NAKED SHORTING drives trading profits at NITE. ALWAYS has. Janey, please post Jay Clayton AND Ms Mehraban NITE conflict disclosures. No doubt, Dougie large will see this e mail the same way the grossly corrupt SEC has disclosed my information to NITE for the last 10 years. NITE is GROSSLY insolvent TODAY August 18,2020. Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio e > Sent: Tuesday, August 11, 2020 6:53 AM EFTA00094218 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight TCR & Appendix Janey, Hoecker et al SEC criminal obstruction virtually real time. https://www.sec.gov/news/press-release/2020-178 SEC.gov SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay an $11.5 million penalty to settle charges it repeatedly failed to file Suspicious Activity Reports (SARs) for U.S. microcap securities trades it executed on behalf of its customers. vAyw sec g ov SECNY: Lara Shalov Mehraban. Ms Mehraban, I've asked this before: Was Dougie "Large" Cifu your boss at Paul Weiss? The IBKR "complaint" is getting very close to your former boss/colleague isn't it? Questions Ms Mehraban doesn't want the public to see: Her former boss/colleague Dougie "Large" Cifu hired Alex loffe as VIRT CFO in 2019. From 2003-2019 loffe was CFO at IBKR. INCLUDING the period covered in Ms Mehraban's complaint. Not filing SAR's, Microcap securities, AML red flags. No kidding. WHY are the securities un named? WHO was ultimate executing BD/MM? As self clearing Ms Mehraban, isn't Knight/KCG/VIRT (Cifu): NITE the LARGEST clearing agent of microcap securities? How many SAR's coming out of your former boss executing BD/MM? Per my TCR: NONE. ZILCH. NADA. How do I know that? When would the criminal enterprise NITE which is run by Ms Mehraban's former Paul Weiss boss/colleague Cifu file a SAR: BEFORE or AFTER trading billions of shares? Did NITE Compliance rely on IBKR/Ioffe compliance? That would be a violation wouldn't it? Ms Mehraban is the poster child of SEC corruption and criminal obstruction while screwing whistleblowers like me. Virtually real time in August 2020. Very much an ONGOING and massive fraud on the investing public. Ms Mehraban, please pass along my warmest regards to your former Paul Weiss boss/colleague Dougie "Large". No doubt you "chat" often. The record is overwhelming AND irrefutable. Cheers! Christopher Dilorio Whistleblower EFTA00094219 From: Chris Dilorio Sent: Monday, August 10, 2020 8:32 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight TCR & Appendix Janey, Hoecker et al speaking of NO 8K, recall the extensive record for the criminal/insolvent/fraud on the public Knight/KCG/VIRT:NITE The record Janey: Clayton/Sull Crom/Fishman "sale" of FCM business to other criminal firm Wedbush with NO 8K 3Q2014 10O https://www.sec.gov/Archives/edgar/data/1569391/000156939114000013/kcg2014093010-q.htm KCG then CFO Bisgay resigned with 2 weeks left in the quarter and didn't certify the financials. WHO certified along with Coleman? Sean P GALVIN. Cifu, Viola, Urban, Hutchins et al getting the fraud band back together https://finance.yahoo.com/news/virtu-financial-announces-changes-finance-105100941.html WHY would "Cutting edge technology firm" VIRT want to go with a guy who knows how to run the books at low as low tech gets OTCM cash trading firm Knight/KCG? The core business at Knight/KCG/VIRT: NITE is and always has been: abusive naked shorting OTCM (and other) publicly traded shells to facilitate money laundering Here glitchy glitchy Cheers! Christopher J Dilorio Whistleblower EFTA00094220 From: Chris Dilorio Sent: Friday, August 7 2020 6:20 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix The SEC facilitated fraud on the public continues unabated. MORE irrefutable evidence of SEC criminal obstruction while screwing whistleblowers like me. A direct result of this ongoing massive fraud on the public. After NITE reported its 1Q2020 results I again again, again, like the last 10 years, alerted the grossly corrupt SEC to the massive accounting fraud at NITE as a direct result of abusive naked shorting. Per my 2013 TCR Janey, Hoecker, Jay et al: NITE is in a constant state of insolvency as a result of illegal, criminal, abusive naked shorting OTCM money laundering shells. This illegal activity drives trading revenue at NITE. This illegal activity is and ALWAYS has been the core business at NITE. This very profitable albeit illegal activity is WHY Sull Crom client KCG was bought by Virtu. This illegal activity is WHY NITE has been repeatedly bailed out by GS,BX,JEF, JPM and the SEC The receivable is where NITE books naked short fails as a result of self clearing. NITE has no intention of closing/ can't close these naked short positions. NOT a legit asset. Further, the receivable isn't a legit asset NITE can convert to cash for its own use. There are prior commitments on these "assets": SETTLEMENT In 1Q2020, the NITE receivable grew to $2.5 BILLION. UP 90% from December 2019 https://www.sec.gov/Archives/edgar/data/1592386/000110465920057660/tm2018404d1 ex99-1.htm SEC.gov I HOME Exhibit 99.1. Virtu Announces First Quarter 2020 Results . NEW YORK, NY, May 7, 2020 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the first quarter ended March 31, 2020. EFTA00094221 Per the SEC reviewed 8k filing this am Aug 7, 2020 NITE reported 2Q2020 earnings. showing the receivable roughly flat with 1Q2020 at 2.44 BILLION https://www.sec.gov/Archives/edgar/data/1592386/000110465920091707/tm2026789d1 ex99-1.htm These are NOT "assets". More accurately, these are LIABILITIES. Massive accounting fraud. After moving these fraud "assets" to the appropriate liability classification, NITE tangible book value is GROSSLY insolvent. The SEC has obstructed my allegations for several years while allowing NITE to write down this structural liability on more than 1 occasion. Further, sell side analists at the guidance of Cifu et al never question these EGREGIOUS balance sheet issues. AND, with the grossly corrupt SEC blessing, Cifu et al never disclose insolvency in any SEC filing OR investor presentation. After dismal April/May REPORTED OTCM volumes on the FINRA now controlled website, June saw a dramatic spike in share volumes. The Top 25 OTCM money laundering shells by share volume in June 2020 and share price PLYZ .00015 PVDG .0008 RTON .00015 GRST .001 RNVA .76 (rev split) OZSC .0049 EWLL .0002 VSYM .0012 OPTI .14755 AFOM .0001 SIML .00025 IGEN .0084 XMET .0002 GTEH .0001 ABCE .0003 TSOI .007 NTRR .0014 GFTX .0005 LVXI .0003 SGMD .0024 INQD .002765 RBNW .0005 TLSS .0238 TPTW .07215 HYSR .0328 Combined price approximately $1 How do stocks trade to trip zeroes? More buyers than sellers? Covering/closing out naked short fails shouldn't be an issue. ONLY explanation: abusive naked shorting: MANIPULATION. NOT Bona Fide market making. As a direct result of this massive, ongoing SEC facilitated fraud on the public, ABSOLUTELY NOTHING HAS CHANGED. The record is irrefutable: SEC criminal obstruction while screwing whistleblowers like me to facilitae a MASSIVE,ongoing fraud on the public. Key facilitator: Jay Clayton/Jared Fishman: Sull Crom EFTA00094222 Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio < Sent: Thursday, July 30, 2020 9:31 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix MORE SEC corruption/obstruction/screwing whistleblowers like me. Per my 2013 TCR attached Janey, we know that Schwarzman/Blackstone has played a key role in perpetuating the criminal entity Knight,KCG,VIRT:NITEthe Sull Crom client. We also know Trump and Schwarzy are BFF's. Schwarzy is also connected to Kushner and Epstein. Schwarzy is most definitely on the SEC's "Do not investigate List" A stroll down the record Janey: Around the same time as the SEC/BX/JEF/GS et al August 1 2012 NITE "trading glitch", Schwarzy/BX were key advisers to bondholders of Eastman Kodak and to the company also. Jason New: Blackstone was re elected to the KODK BoD in May 2020. https://www.sec.gov/Archives/edgar/data/31235/000156459020027039/kodk-8k 20200520.htm Then the Pumper/Grifter in Chief Trump goes out wide and far with this absolutely incredible news: The camera/film company Eastman Kodak is now going to be the US savior in pharma ingredients supply chain. This is a page out of the penny stock grifter playbook. This is what happens when we have a WH full of money EFTA00094223 laundering shell grifters. So, what has been the result of this incredible pump/transformation? KODK has gone from 2 to 90 back to 40. As is typical Trump/grifters/ and his criminal Clayton led SEC: the public hasn't seen a 8K filed by KODK to detail this incredible "transformation". The SEC has given its blessing to yet ANOTHER Trump/Grifter/Bag Men P&D. in KODK, FBO Trump BFF and Sull Crom client: Knight "savior" Schwarzy/BX. Had the grossly corrupt SEC investigated my claims instead of obstructing them and screwing me, MAYBE Schwarzy/BX would have thought twice about their latest grift: KODK. We know that Schwarzy is also a prolific GOP donor. F'n criminals Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Cnnf• TkiireAny• hilts 211 l]116. 22 AKA Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix Still MORE IRREFUTABLE evidence of SEC criminal obstruction and corruption while screwing whistleblowers like me. Per the record Janey: Trump PA campaign Mgr David Urban on the BoD of #1 money laundering shell trader and Clayton/Sull Crom client NITE. Urban also on the BoD of money laundering shell: Pakastani/Canadian pot company w/ 200k in revenue FSD Pharma:HUGE. Today HUGE is up more than 100% on "news" it will pivot away from growing pot in Canada to "developing" a pot based cure for Covid. A money laundering shell. Of course, the grossly corrupt SEC has approved a $20 million public offering for Urban/Trump: HUGE SEC facilitated P&D to facilitate money laundering https://www.sec.gov/Archives/edgar/data/1771885/000106299320003258/formsuppl.htm EFTA00094224 AGAIN, the SEC is a criminal organization facilitating criminal activity and protecting criminals at the expense of the public it is MANDATED to protect while screwing whistleblowers like me. The record is extensive. Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday. July 28. 2020 7.48 AM subject: Formal appeal tor preliminary denial covered action ZU15-Ulb/ Knight Capital TCK & Appendix STILL MORE OVERWHELMING evidence to support my extremely serious allegations that the SEC is a criminal organization, run by criminals, to support cfriminal activity while screwing whistleblowers like me. Farkas: Michael: is a prolific Bag Man well known to the SEC. Farkas chose a Jaclin money laundering shell INTENTIONALLY. Blink Charging (BLNK) is ANOTHER SEC facilitated fraud on the public the SEC is MANDATED to protect. Other Farkas money laundering shell: i Incubator https://www.sec.gov/cgi-bin/browse-edgar2CIK=1044693 As is SOP for the grossly corrupt SEC: Revoked AFTER this massive fraud on the public was complete https://www.sec.gov/litigation/admin/2009/34-60013.pdf ALSO SOP for the corrupt SEC: No mention of Farkas and his controlling i Incubator entities in the complaint https://www.sec.gov/Archivegedgar/data/1044693/000104653200000261/0001046532-00-000261-index.htm EFTA00094225 https://www.sec.gov/Archives/edgar/data/1044693/000104653200000265/0001046532-00-000265-index.htm https://www.sec.gov/Archives/edgar/data/1044693/000104653200000263/0001046532-00-000263-index.htm ALSO missing from the i Incubator complaint: Executing BD/MM of the worthless Farkas certs dumped on the public while the grossly corrupt SEC watched. Those damn "penny stock trading fairies" AGAIN! NOPE. BLNK never should have happened. Farkas, his NETE CFO, Keener, Nordlicht, etc etc should have been shut down LONG AGO Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Thursday July 23 2020 5:59 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The grossly corrupt SEC response to whistleblower OVERWHELMING evidence of money laundering ,manipulation, and fraud: MY INFORMATION has been remarkably consistent over the last 9 years++: Obstruct, cover up, facilitate illegal activity at the expense of the investing public it is sworn to protect while screwing whistleblowers like me. BLNK: A KNOWN Jaclin money laundering shell. Rev merger with a KNOWN Bag Man: Michael Farkas who was the largest shareholder of ANOTHER money laundering shell: SkyWay but somehow escaped the SEC investigation. With Board members like Engel: Drexel, Scigliano: Acies: NETE a CFO:New from NETE. A known to the SEC Bag Man: Keener who the SEC has kept up and running for YEARS since being BARRED (Not Exactly) by Industry SRO FINRA. EFTA00094226 In addition to that name Farkas: ANDREW/Jonathan Farkas. Trump fundraiser and Epstein: Jeffrey: business partner, this fraud has an added element. So, after receiving my overwhelming evidence with AML red flags too numerous to count, what was the par for the course SEC response: Approved BLNK public offering just several days ago AND with my overwhelming evidence in hand. But, that's not where the corrupt SEC active facilitation of this massive fraud on the public ends. Yesterday, 7/22, BLNK put out a PR linking it to a few hundred charging stations in VA,MD,DC. This pr drove the stock up almost 30% at 1 point and closed 15% higher on almost 8x avg volume. A most certainly "MATERIAL" event. AND an event that required an SEC 8k filing if "DEFINITIVE" as well. No such 8K was filed by BLNK for this pr. This pr therefore must be complete FRAUD intended ONLY to facilitate a massive Pump and Dump on the public. It accomplished its intended fraudulent outcome. But, back to BLNK fka New Image Concepts: the company Between Blink and New Image Concepts, BLNK was known as Car Charging Inc https://www.sec.gov/Archives/edgar/data/1429764/000114420414059745/v390669 defl4c.htm This 2014 SEC approved offering also had several red flags of its own. WHOPPERS in fact. Guess who ELSE was involved in this years in the operating money laundering shell? Platinum Funds/Nordlicht. With links to Kushner(s) and Trump lawyer Giuliani. Other NY entities, a Columbus OH entity, a Chicago entity, and a Belize entity. Still counting the AML red flags? The icing on the top of this massive SEC facilitated fraud: ex NM Governor Bill Richardson. Who, is also linked to Jeff Epstein and his NM Zorro Ranch. BLNK: money laundering fraud on the public ACTIVELY facilitated by the SEC in July 2020 despite overwhelming whistleblower (me) information. Linked to Milken,Russia, Trump, and Epstein. Of course the 7/22 trading activity NEVER would have happened without willing, executing BD's and MM's like the criminal entity known as Knight,KCG,VIRT: NITE. Which has also been kept up and running by the grossly corrupt SEC despite overwhelming evidence of a massive, ongoing, criminal conspiracy detailed by a whistleblower: me. Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Wednesday July 22, 2020 8:44 AM EFTA00094227 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Greetings grossly corrupt SEC et al Still MORE SEC facilitated fraud on the public it is mandated to protect: BLNK: Farkas/JMJ/Jaclin/CFO New(NETE) money laundering fraud today's pr https://www.globenewswire.com/news-release/2020/07/22/2065815/0/en/Blink-Charging-Awarded-Grant- from-Virginia-Clean-Cities-to-Place-200-Fast-Level-2-Charging-Stations-Across-the-Mid-Atlantic-Region.html Of course, BLNK didn't file an SEC reviewed 8K for this material, definitive agreement that has the stock up 27% on 5x normal volume at 10:30 EST In fact, the last filing with the SEC by BLNK was actually the SEC declaring effective a public offering of securities on 7/15/20. 1 week ago today. MORE SEC facilitated fraud on the public. Cheers! Christopher Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday, July 14, 2020 3:31 PM EFTA00094228 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix OH JOHNNY! https://www.reuters.com/article/bc-finreg-fbi-laundering-private-equity idUSKCN24F1TP FBI concerned over laundering risks in private equity, hedge funds - leaked document - Reuters The U.S. Federal Bureau of Investigation believes firms in the nearly $10-trillion private investment funds industry are being used as vehicles for laundering money at scale, according to a leaked ... www.reuters.com Janey, Even though you admit not distributing my information within the SEC, I was busy distributing it myself to others. Carl baby, I'm afraid this means your first "investigation" of my complaints to you wasn't exactly "thorough" as I've been saying for years. Shall I point out the pages for you? Blackstone wanted to buy NITE but only AFTER theirSEC/JEF et al orchestrated August 1 2012 "glitch" "luckiest f'ers" on the Street https://www.businessinsider.com.au/blackstone-dodged-a-bullet-with-knight-capital-2012-8 WHEW: Blackstone Almost Bought Knight Capital Before Its Stock Collapsed One company is breathing a sigh of relief after a trading glitch sent shares of Knight Capital Group from more than $10.30 to nearly $2.50 last week. www.businessinsider.com.au EFTA00094229 From my TCR you admit never distributing Janey https://www.reuters.com/article/us-wealth-summit-ubs-blackstone-idUSTRE6A055020101101 UBS brokerage's McCann sees more Blackstone ties - Reuters UBS , rebuilding a brokerage hard-hit by the financial crisis, lately has been mingling in some good company: Blackstone Group LLP. www.reuters.com The UBS award application I sent to Janey TEN TIMES from a commercial fax machine: ALSO MY INFORMATION https://www.sec.gov/enforce/34-84828-s SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money Laundering Violations ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million to the U.S. Treasury ... www.sec g ov y'all are gonna be FAMOUS! CheersI Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday, July 14, 2020 12:34 PM EFTA00094230 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix MORE SEC corruption/obstruction ANOTHER Jaclin money laundering shell: https://www.sec.gov/Archives/edgar/data/1449527/000121390008002174/fsl prcomplete.htm YESDtc Holdings fka PR Complete https://www.sec.gov/cgi-bin/browse-edgar?ClK=1449527 MORE related entities to my claims: Bill Scigliano: Chairman BoD Scigliano was also a Director at Oleg Firer's revoked but still very much up and running in MA: Acies Corp. Acies was incorporated by His Eminence with a NY address of 14 Wall Street: Rovt: Allied Wallet: WireCard. Jaclin and Oleg related entities/people: Money laundering shells. Is the grossly corrupt SEC regretting their Jaclin complaint which was a cover up for much larger criminal activity: MY CLAIMS? But there's more. The SEC also brought "more coverup than complaint" In Frost,Honig,Alpha,Stetson et al. The SEC Knows who else was involved in the Jaclin money laundering shell PRComplete/YESDtc: Barry Honig/GRQ https://www.sec.gov/Archives/edgar/data/1449527/000152153612000023/0001521536-12-000023-index.htm So, Jaclin money laundering Shells and Honig too? Gee, maybe Bag Men Honig, Keener, Scigliano etc KNEW these were money laundering shells? Who was the executing BD/MM converting all these billions of worthless Jaclin,Ironridge,JMJ,Farkas,Honig etc etc certs into real money? The SEC response: "penny stock trading fairies". NOPE: NITE How is it possible that there is NO reference to AML in ANY of these SEC complaints? Because the SEC outsourced BD compliance with the BSA to industry advocate FINRA. DUH Then, there's the Jaclin money laundering shell New Image/BLNK. Gee, wonder if Farkas of money laundering shell Skyway, JMJ/Keener: money laundering shells in my claims, Engel: Drexel, Jonathan New NETE CFO, etc knew BLNK was/is a money laundering shell too. EFTA00094231 His Eminence Firer is a prolific Bag Man. I've been telling the SEC that for years. Janey, update my NETE and AQR TCR's. You know, for the record. Several entities in my TCR's linked to Jaclin's shell factory. Including NITE. I've asked this many times Janey,Jay,Hoecker et al: WHAT EXACTLY DOES THE NITE COMPLIANCE DEPARTMENT DO EXACTLY? Other than looking the other way while they naked short publicly traded shells to facilitate money laundering that is Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Monday, July 13, 2020 10:50 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, Hoecker, Jay et al still MORE SEC attempts to cover up illegal activity at the expense of the public it is mandated to protect. The SEC latest Rule change proposal https://www.sec.gov/news/press-release/2020-152 SEC.gov I SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today's EFTA00094232  Equities Markets The Securities and Exchange Commission today announced that it has proposed to amend Form 13F to update the reporting threshold for institutional investment managers and make other targeted changes. wwwsec g ov Will exempt 90% of current 13F filers from future equity holdings disclosures. WHO does that benefit? Certainly not the public the SEC is mandated to protect. LESS transparency still for the likes of Keener,Sason,Asher/Kramer,IBC,Ironridge/Coulston,Alpha,Dutchess,Crede, etc etc etc Costs to file: pocket change https://www.netacn.com/Service.aspx?id=dLfmwmZHCkOsIL-sP3V8Dw Form 13F EDGAR Filing Agent Service :: Advisor Consultant Network ACN will compile your 13F Report and act as your Filing Agent in order to submit the report to EDGAR. Send us your Holdings List, we compile the Form 13F Report and send you a Proof for your review and approval. Upon your approval we will submit the report to EDGAR. You will receive an email notification as will ACN that the report has been accepted. www.netacn.com So, WHY does the SEC want LESS transparency for the investing public it is mandated to protect? The SEC is bought and paid for by criminals. Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Wednesday July 8, 2020 9:35 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00094233 Janey, Hoecker et al, Is Trump prolific Bag Man Jonathan Farkas related to Bag Man Michael Farkas: Skyway largest shareholder: REVOKED https://www.hollywoodreportencom/rambling-reporter/inside-hamptons-fundraisers-netted-trump-12m- election-1230690 Inside the Hamptons Fundraisers That Netted Trump $12M for Re-election I Hollywood Reporter The numbers are in and President Donald Trump's quick trip to the Hamptons on Friday raked in $12 million for his re-election campaign as his Republican allies were quick to declare it a win www.hollywoodreporter.com Now Michael Farkas is CEO of Jaclin money laundering shell New Image Concepts/Blink charging How did Farkas (Michael) escape the SkyWay SEC complaint? https://www.sec.gov/litigation/complaints/2009/comp20960.pdf Would explain the Milken/Drexel flunkie Engel on the BLNK BoD as well. Also explains why the grossly corrupt SEC let Bag Man JMJ/Keener up and running in 2020 and the Crede/Milken/Putin etc NETE CFO New now CFO at BLNK Some BLNK/Trump/rinsing. With help from "issuer/bag man funded research" Zacks aka Seethroughequities 2.0. Rusian money? Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday, July 7, 2020 6:09 AM EFTA00094234 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, MORE EXTRAORDINARY SEC corruption and criminal obstruction designed to protect criminals and screw whistleblowers like me. Despite my very generous 4 day offer to produce the entire record which is the basis of my award application/denial/appeal AND REQUIRED by the statute I have referenced: 240.21F-12 "Materials that may form the basis of an award determination and that may comprise the record on appeal", The several hundred e mails I have sent you, Hoecker et al MUST be part of this record. Janey, you failed to produce this record. As I made clear: my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails sent to you, Hoecker et al. These e mails SHOULD be the record. You failed to produce the record. Which begs the question: WHAT "record" was used to determine the SEC preliminary denial exactly IF the SEC can't produce the record? The preliminary denial was completely fabricated and must be reversed. But, it doesn't end there: per my 6/23/2020 summary based on several hundred e mails sent to the SEC, the RECORD of EXTRAORDINARY corrupt obstruction designed to protect criminals and screw whistleblowers is not confined to Opco,NITE,UBSS,Sason,Keener etc etc etc. I have filed 2 TCR's with the OWB related to the money laundering/transaction laundering/Putin/Rakishev/Trump/Kushner/Alfa/Crede/Peizer/Milken/Hapoalim/SBNY/CardWorks/ESQ/WireCa rd/AQR etc etc etc fraud known as Net Element. For YEARS the SEC has been in possession of not just my TCR's but HUNDREDS of e mails supporting my TCR's comprising the extensive record. Here again, the SEC is covering up a MASSIVE fraud perpetrated on the public and well within even the grossly corrupt SEC ability to shut down the fraud IF they had used my information to execute its mandate to do so. Instead, the SEC obstructed a thorough investigation. Per my previous e mails: the record: NETE claimed to be a payment processing entity. Claiming further to process BILLIONS of dollars worth of transactions every year. Its subsidiary Pay Online is linked to the massive fraud Wire Card. How's the SEC Wire Card investigation coming along? For years, based on my extensive financials research and other research, I pleaded and pleaded with the SEC to shut down this massive fraud. They did not. email after email. Year after year I wrote the SEC "NETE is a money laundering/transaction laundering fraud". Rather than shut it down, the SEC with the help of NASDAQ allowed fraud public offerings by Crede/Peizer/Milken related entities: Esousa and Cobblestone and a reverse split so NETE could keep its NASDAQ listing. The balance sheet has been grossly insolvent for years: goodwill. ALL of my allegations were confirmed when NETE decided to "unlock value in its payment processing" business by doing a reverse merger with a CA EV "manufacturer" started by a musician. This fraud transaction is quite common in money laundering shell land dominated by NITE/VIRT. The SEC cover up of criminal activity while screwing whistleblowers:ME: The "payment processing business" is to be "sold". Related of course was the SEC cover up of criminal activity while screwing whistleblowers: ME: The Goldman/Sull Cromm advised purchase by ALLY of CardWorks: Merrick Bank: NETE and then the recent unwinding of this fraud transaction. No doubt the brain child of Chair Clayton and his Sull Cromm colleague Jared Fishman who has played a key role in keeping the criminal entity NITE/VIRT up and running. NETE/Mullen: "here glitchy glitchy" cover up. But, who the hell would EVER touch the massive fraud: NETE? Only another fraud: Mullen. Mullen doesn't "manufacture" ANYTHING. Mullen is simply a car dealership. The K50 EV is manufactured in China by Ctiantu a subsidiary of CH-Auto. Qiantu/CH have a production facility in China. There will be no Mullen "production" of EV vehicles in Washington or anywhere else in the US. But, the SEC facilitated fraud doesn't end at protecting criminals and screwing whistleblowers: ME. Per my TCR attached, there is a well orchestrated eco system of fraud. Including "issuer/bag man funded research" that EFTA00094235 facilitates P&D. In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1of my emails to the SEC: the record: known as SeeThroughEquity https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf Seethruequity, LLC, Ajay Tandon, and Amit Tandon THE DEFENDANTS 6. SeeThruEquity, LLC is a Delaware limited liability company that was co-founded in 2011 by brothers Ajay Tandon and Amit Tandon. www.sec.gov SeeThroughEquity was engaged in a Pump and Dump promotion of NETE in April and August 2018 https://www.netelement.com/press-releases/release-content/1062906#.XwRXEOWSnIV SeeThruEquity Issues Update on Net Element, Inc. NEW YORK, NY / ACCESSWIRE / April 10, 2018 / SeeThruEquity, a leading independent equity research and corporate access firm focused on smallcap and microcap public companies, today announced that it has issued an update on Net Element, Inc. 0. The note is available here: NETE April 2018 Update Note. Net Element Inc. (NASDAQ: NETE, "Net Element") is a global financial www.netelement.com https://www.netelement.com/press-releases/release-content/10734671#.XwRXGuWSnIV SeeThruEquity Issues Update on Net Element, Inc. NEW YORK, NY / ACCESSWIRE / August 6, 2018 / SeeThruEquity, a leading independent equity research and corporate access firm focused on smallcap and microcap public companies, today announced that it has issued an update on Net Element, Inc. 0. The note is available here: NETE August 2018 Update Note. Net Element Inc. (Nasdaq CM: NETE, "Net Element") is a global financial www.netelement.com So, the SEC SeeThroughEquity complaint acknowledges the fraud associated with NETE. Well orchestrated. This P&D campaign was part of the 2 fraud offerings : Esousa and Cobblestone: I alerted the SEC to. Who PAID for the SeeThrough P&D? Crede/Peizer/Esousa/Cobblestone? The cherry on top of the SEC corrupt obstruction: NETE was still in business in 2020 to receive taxpayer Cares Act money. A summary of the record. Janey, Hoecker et al, Please update my Net Element and AQR TCR's Cheers! Christopher J Dilorio EFTA00094236 Whistleblower Not just irony but a massive fraud on the From: Chris Dilorio c •> Sent: Tuesday, June 30, 2020 1:01PM >; Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, the purpose of your 5 years in the waiting PRELIMINARY denial of my OpCo Award application could not be any more clear: run the clock out and protect NITE,UBSS,Magna et al while denying me rightful compensation. But, As I have repeatedly told you, Hoecker, your colleagues: the last overt act of this vast conspiracy has not yet occurred: NITE/VIRT is insolvent today 6/30/2020 as a direct result of the SEC facilitated fraud on the public which is and always has been the core business at NITE/VIRT: Abusive naked shorting publicly traded shells to facilitate money laundering. The public is STILL at risk. The SEC has facilitated NITE intentionally misleading the public as to the true nature of its business. The SEC still facilitates this massive fraud on the public while it intentionally misleads the public there is no naked shorting because the SEC authorized the DTCC to create the illegal, shadow clear mechanism Obligation Warehouse (OW) so NITE's criminal activity can continue and it can circumvent close out REQUIREMENTS of Rule 204 of Reg SHO. ALL very much ongoing in June 2020 as a direct result of the SEC (OWB/Hoecker/Enforcement etc etc) criminal obstruction and ACTIVE facilitation of the criminal enterprise known as Knight/KCG/VIRT: NITE. Clayton never disclosed his Sull Crom/Fishman/NITE conflicts. He must step down from the SEC IMMEDIATELY until a criminal investigation can be concluded. NITE must be halted IMMEDIATELY as it still poses a monumental risk to the investing public. FINRA should go back to being a cheerleader as it is just another enabler of this criminal activity. It has NO business enforcing SECURITIES LAWS. It should not be overseeing the OTCM. FINRA fines are a joke and not meant to be a deterrent. INTENTIONALLY siding with criminals over the investing public the SEC is mandated to protect. The cesspool known as the OTCM MUST be shut down. It exists SOLEY for the purpose of facilitating a massive fraud on the public. The OW must be shut down IMMEDIATELY so the public can see just how pervasive naked short selling: MANIPULATION really is. EVERYONE at the SEC who has had contact with my information MUST resign/be terminated IMMEDIATELY. ALL of the AQR blank EFTA00094237 check shells must be shut down IMMEDIATELY as they pose a serious national security risk. AQR MUST be shut down IMMEDIATELY. Certainly not exhaustive BUT a good start Cheers! Christopher.' Dilorio Whistleblower From: Chris Dilorio < Sent: Tuesday, June 30, 2020 7:36 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, please add the following info to my appeal of your preliminary denial of my Opco award. More evidence the SEC is using/has used my information to both bring complaints and protect/obstruct complaints. Again, you, McKessy, Hoecker have been in possession of my 2013 TCR filed with Berger for several years. In addition to hund