EFTA01420232.pdf

Subject: RE: PRIIPs Client Notification [I] From: Sylvia Escoba Date: Mon, 18 Dec 2017 11:57:34 -0500 To: Gbenga Omosuyi Anna-Sofiya Lupol Cynthia Rodriguez Cc: Stewart Oldfie Olivier Poncet Hi Gbenga, Could you please send me the final account population once you are done with your validation? Thanks Sylvia {https://brandportal.intranet.db.com/img/modules/logo.gif} Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 Sou - 298 Baltimore MD USA Tel: Mobile: Email: From: Gbenga Omosuyi Sent: Monday, December 18, 2017 11:37 AM I' ±11.- I Of I - Cynthia Rodriguez rt ; Olivier Poncet u ject: •• •s lent Notification [I] Thanks Anna-Sofiya, Cynthia. EFTA01420232 Sylvia — kindly see below note re: and attached supporting doc. Can we please remove the client from the PRIIPs notification list? (FYI - there may be a few more of these "non-EEA domiciled" confirmations coming down...) Many thanks! Best, Gbenga fhttps://brandportal.intranet.db.com/img/modules/- DAWM_logo_metallic 46x46.gifl Gbenga Omosuyi Business Manager I GPS - Investment Solutions Group Deutsche Bank Securities Inc. I Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor, New York, NY 10154-0004 Tel.: Email: From: Anna-Sofiya Lupolover Sent: Monday, December 18, 2017 11:26 AM To: Gbenga Omosuyi Cc: Cynthia Rodri' Stewart Oldfield Subject: FW: PRIIPs Client Notification [I] Classification: For internal use only EFTA01420233 FYI. Please see below. Kind Regards, Anna-Sofiya fcid:3 [email protected] Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York NY 10154 Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Monday, December 18 • To: Anna-Sofi a Lupolover Stewart Oldfield Cc: Bradley Gillin Subject: RE: PRIIPs lent 1oti ication Classification: For internal use only Hi Anna, This entity is a trust set up by Jeffrey Epstein, residing in USVI. This trust is regulated by the laws of the state of NY, and has never been domiciled in Italy. Attached is the trust agreement as support. Please let EFTA01420234 us know if you need anything else to support this. Thank you so much. Kind regards, Cynthia Rodriguez fcid:[email protected] Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Tel. Fax Emai From: Anna-Sofiya Lupolover Sent: Monday, December 18, 2017 10:53 AM To: Stewart Oldfield Cc: Cynthia Rodriquez Bradley Gitlin Subject: PRIIPs Client Notification [I] Classification: For internal use only Hello, Below is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. EFTA01420235 Clients will be informed of the PRIIPs regulation, which goes live on January 3rd 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally based on a list compiled by Brokerage. If you believe that your client is not EEA domiciled, please let me know ASAP. Let me know if you have any questions. Thank you. Account # Customer EEA Country Customer Owner Account Address Line 1 N4G024943 Italy Stewart Oldfield THE HAZE TRUST Kind Regards, Anna-Sofiya {cid:3 [email protected]} Anna-Sofiya Lupolover EFTA01420236 Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York NY 10154 Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. EFTA01420237