EFTA01265978.pdf

CA111517 - Transaction Summary Date Range of Reviewed Transactions: • Date range of transactions is less than the standard 12 month review as accounts were recently established. • Date range of transactions reviews will capture from account inception until 07/08/2019 as follows: o Account 11481413 - Opened on 04/19/2019 to 07/10/2019 o Account 14332170 - Opened on 05/13/2019 to 07/10/2019 c, Account 41224708 - Opened on 04/11/2019 to 07/10/2019 Scope of Accounts Reviewed: All Accounts Reviewed o Accounts identified under the clients included within the Client Profile subpages. [See Subpages for Account Details] SDNY_GM_00006045 CQNFIDNTIpd_ CA 1151 - Transaction ummary Page EFTA_00120104 EFTA01265978 ACCT: 11481413 - FSOUTHERN FINANCIAL LLC AccountType/Registration/Roles: Account Openedon 04/19/2019 AilouM DSOs (c.04 11411.013 - AMINO /St La glA Elpkbpsylon"Haase lied a ••••14•••rt HMS Na SILOC,.•4 • 0% a-- Ma rrrr Sari,Ow •••••••••• um LAM,Cron - SaMMINilinile • •Par ,_ tic SOJnOiri PMCV.u.0 00 0710712 1101020. • Pak Mi. ILOWCitael CMINnan TOJ'aillin AS CO*. 44477.4. ;Halal Pill(TIP•Pms 10011IOUSI - PO•stalgailits (-0 us ism D Ccasneil If %fifty - saes. Gan CO D %Conn lirar.17.71T ASI Transaction Details: Credits: Debits: Transaction Type It Trans Amount Transaction Type IP Trans Amount IN-STATE CHECK DEPOSITS FROM: 5 332,500.00 JOURNALED SHARES & FUNDS TO: 2 -541,543.36 06/17/19 DARREN K INDYKE 8 42.700.00 41224708 (SOUTHERN FINANCIAL) MICHELLE F SAIPHER DATE AMT 06/10/19 COATUE ENTERPRISES LLC 14.300.00 06/24/19 S540.589.91 05/0509 COATUE ENTERPRISES LLC 70.200.00 07/02/19 5953.45 05/09/19 COATUE ENTERPRISES LLC 16300.00 14332170 [SOUTHERN COUNTRY INTL.) 04/22/19 SOUTHERN FINANCIAL LLC 250.000.00 DATE SHARES SYM WIRED FUNDS RECEIVED FROM: 3 285,278.60 06/27/19 3.000 GOOD (SOUTHERN FINANCIAL LLC) 06/27/19 263.757 APO ADJUSTING ENTRY (1,000 shares GS - canceled) 1 198,384.95 06/27/19 1.000 GS CASH DIVIDEND 1 121,052.22 06/27/19 25,000 CVNA QUAUFIED DIVIDEND 1 850.00 06/27/19 1.000 AMZN SCHWAB 1 INTEREST 3 242.54 06/27/19 25,000 KPTI Incoming TOA from TD AMERITRADE BUY OF INVESTMENTS: 2 -396,764.95 DATE SHARES SYM DESCRIPTION STATUS 2,000 shares of GS 1,000 adjusted (4198,384.95) 04/25/19 3,000 GOOG ALPHABET INC SOLD 1,000 shares of GS purchased 04/25/19 263.157 APO APOLLO GLOBAL MGMT LP SOLD 04/25/19 25.000 CVNA CARVANA CO SOLD 04/25/19 1,000 AMZN AMAZON.COM INC SOLD 04/25/19 25.000 KPD KARYOPHARM THERAPTIC SOLD Transaction Spreadsheet Attached /Screenshot(Limited or No Transactions): 04/19/19 - 07/10/19 CA111517 - cQN.IFonI preNTIAL SDNY_GM_00006046 2 ransacti ummuy age EFTA_00I 20105 EFTA01265979  fla CA111517 - Transacti... Investments: No investments as of 07/1W2019 Li.ilti113 AM /il l )1'1 See the following wire(s) and/or check image(s) subpage(s)if applicable to accounttransactions as noted above. SDNY_GM_00006047 c97_NuE,In u„ENTIAL EFTA_00120106 EFTA01265980 Incoming Wires Incoming Wires: ACCOUNT ID ACTIVITY DT IRAN AM WIRE TAG CD WIRE TX 11481413 05/01/2019 156,947.36 :20: FO19121O646701 11481413 05/01/2019 156,947.36 :32A: 190501USD156947,36 11481413 05/01/2019 156,947.36 :50K: /0042952771 42952771 - SOUTHERN FINANCIAL LLC C/O HBRK ASSOCIATES, INC 575 LEXINGTON AVENUE,4TH FLOOR NEW YORK, NY 10022 11481413 05/01/2019 156,947.36 :52A: BKTRUS33PWM 11481413 05/01/2019 156,947.36 :53D: /C/4O553953 CHARLES SCHWAB + CO INC Aft CASH ACCOUNTNG 120 8 101 MONTGOMERY ST SAN FRANCISCO CA 94104 11481413 05/01/2019 156,947.36 :59: /40553953 CHARLES SCHWAB AND CO INC . . 11481413 05/01/2019 156,947.36 :70: FOR FURTHER CREDIT TO ACCOUNT NAMES OUTHERN FINANCIAL LLC ACCOUNT NO 114 8 1413 IMAD 20190501B1Q8383C012734 11481413 05/01/2019 156,947.36 :72: /INS/BKTRUS33XXX 11481413 05/03/2019 51,000.00 :20: FO19123O791701 11481413 05/03/2019 51,000.00 :32A: 19O503USD5100O, 11481413 05/03/2019 51,000.00 :50K: /0042952771 42952771 - SOUTHERN FINANCIAL LLC C/O HBRK ASSOCIATES, INC 575 LEXINGTON AVENUE,4TH FLOOR NEW YORK, NY 10022 11481413 05/03/2019 51,000.00 :52A: BKTRUS33PWM 11481413 05/03/2019 51,000.00 :53D: /C/4O553953 CHARLES SCHWAB + CO INC An CASH ACCOUNTNG 120 8 101 MONTGOMERY ST SAN FRANCISCO CA 94104 11481413 05/03/2019 51,000.00 :59: /40553953 CHARLES SCHWAB AND CO INC . . 11481413 05/03/2019 51,000.00 :70: FOR FURTHER CREDIT TO ACCOUNT NAMES OUTHERN FINANCIAL LLC ACCOUNT NO 114 8 1413 IMAD 2O19O503B1Q8383C0O9O35 11481413 05/03/2019 51,000.00 :72: /INS/BKTRUS33XXX 11481413 05/16/2019 77,331.24 :20: FO19136O294B01 11481413 05/16/2019 77,331.24 :32A: 19O516USD77331,24 11481413 05/16/2019 77,331.24 :50K: /867730320 SOUTHERN FINANCIAL LLC ATTN: JEFFRE 6100 RED HOOK QTRS STE B-3 ST THOMAS VI 008021348 11481413 05/16/2019 77,331.24 :52D: /000004123214579 TD AMERITRADE CLEARING INC OUTGOING WIRE ACCOUNT 200 S. 108TH AVE., 11TH FLOOR OMAHA NE US 68154 11481413 05/16/2019 77,331.24 :53D: /C/4O553953 CHARLES SCHWAB + CO INC An CASH ACCOUNTNG 120 8 101 MONTGOMERY ST SAN FRANCISCO CA 94104 11481413 05/16/2019 77,331.24 :59: /40553953 CHARLES SCHWAB CO., INC. 11481413 05/16/2019 77,331.24 :70: FFC SOUTHERN FINANICAL LLC 1148-141 3 IMAD 201905161167031R007209 /RFB/18598437 11481413 05/16/2019 77,331.24 :72: /INS/WFBIUS6SXXX NBAL SDNY_GM_00006O48 ccgibl. Fail? Pt mmar EFTA_00I 20I 07 EFTA01265981 Incoming Check Deposits Incoming Check Deposits: Incoming Check Ima... Date Remitter Remitter: Drawee Bank Check Number & Memo: Deposit Amt 06/17/19 CHECK DEPOSIT DARREN K INDYKE & TO Bank *427 42,700.00 MICHELLE F SAIPHER Account Memo: Promissory Note Dated 6-13-18 and 6-17-16 - Interest Pmts 06/1W19 CHECK DEPOSIT COATUE ENTERPRISES LLC JPMorgan k *109 14,300.00 Account 05/09/19 CHECK DEPOSIT COATUE ENTERPRISES LLC JPMorga k *108 10,200.00 Account 05/09/19 CHECK DEPOSIT COATUE ENTERPRISES LLC JPMorgan k *107 15,300.00 Account 04/22/19 CHECK DEPOSIT SOUTHERN FINANCIAL LLC Deutsche Bank Trust *300 250,000.00 Account *42952771 Q,P5NEIE?sP NaT5IAL SDNY_GM_00006049 EFTA_00I 20I 08 EFTA01265982 Incoming Transfer of Account (TOA) Incoming AccountTransfer Incoming TOA from TD AMERITRADE Date Quantity Symbol Description 04/25/19 3,000 GOOG ALPHABET INC. 04/25/19 263,157 APO APOLLO GLOBAL MGMT LP 04/25/19 25,000 CVNA CARVANA CO 04/25/19 1,000 AMZN AMAZON.COM INC 04/25/19 25,000 KPTI KARYOPHARM THERAPTIC TOM M NOM Si, AIM MA :AI /.'.xv - we, Worn Is:/ IVA 1, 1 P 'OM 11:12 or FIT t> :AO 07/04/11 Mena a - MOM= ACIACIPT DETAIL ly « M/01/10 IA/OM a meows - lam kettan MAIL Al'; MO DTA: AA MA Mt ACM CTL NSA ITO OUT: MA TAT: PA JCAT CTL I: 201411)0004141 LOT S 11411411 Au Or OM: S101 MA AMA ACCT 11441411 Init At 41413 "a PMA VALID: MO: $00114011 rnescua AC LAC IOC: SIG MAD COO.: an, 000TOM MAC= LLC lY OM: MCI MAO oar.: 04/25/14 CMG ACM. AM: 010 A011" WO: r 4441-11•4112 an MCA CAA: 20111114404141 TAX101..: 440-14-1142 TAXIM: CMG ACM ATM: MA II RN, ILC 09 1416 IS; Al NA LLC CATINICO: Ma Mt CO TOOL TAMS: MAT ACCT TIM: CO TOMS TAMA: 14.014.115.11 TAM AM OA CTL ID: «414524' CATO CORM: alp AO: PIO al ID: 241542044 CATO COMA: 13:MITIO DMA VaL0.11 OATIO 1.122 KILIAN ZOCIt Olte IOOCY. Yft COO MIA TO AN12114104 OSAMM. IK Oldl. 0111 MOO: Mn ON MINT: a 13011441 Call/0, MC. Mar COMM 0121/Alai TM 1013 COMM: COMACT: TAX 101: ant: CVO MCT MA CO TAX 202: MTh: CTRII ACCT TIM CO TAX 1021 AMA NAM: 411141; CAM 0•411i 04/12/11 Ono, OTO MLA N/22/14 USZLI MATO! CCM MOH 04/21/14 ODIC: OTCA 04/21/14 Mat: OAT,: 52 AMT: 04/11/11 01:10 TICJ PDX /APR: MIA • aA: SI ACAS: 04/21/14 17:10 MI AM ACIRA MAY. 04/24/111 TO An OM 04412 - 1R Ni, OM TIM PA RATA 44214/14 era TRIOITTII COMMA - 1 11411411 041/21/14 CVO TIT TIMONITTM AMR 04/22/11 AO 145141 MITA= TOM:Cil 04011.CONINOTICO TA00100710 04/14/14 OMA TIT TIMOCITTM TO MCC N/241/14 OTO TRIMATII ISITIMMID AMMO OTCACIATIMATIM 15.054417441 A-TOCA Ala M-MOS : A 1:012110A 41X1 414-1TR rs-topo micas m-tou. =at ne-ns T24-TO A -1W M -M43. : BOO Mill-ACAS: rtl-rat 114-0T• 11-1C010 11:-TOM T11•1011. AMA mks'. 1/24-44 SDNY_GM_00006050 CQNFIDNTIN__ CA 1151 - Transaction . ummary Page EFTA_00120109 EFTA01265983 ACCT: 14332170 - [SOUTHERN COUNTRY INTERNATIONAL1 Account Type/Registration/Roles: Account Opened on 05/13/2019 ACCOUnt °egad% Ca% liessInialti.•801AISI 13; 4.10)ROD <tr. Q- k-5 SR 8 3 *STICKILY: OM: Apse. whim 01, A.. ea I.m. Tel> 0•14. a l Coo WWI. Ol.rete Pe 46012 128 645081 t a. bar. MO0 PID UM WI CM Sue Net MTN LIX•10).3 m - 10••••1011erlit(0, ,_ TAD Canienilled IA 6.0.1.; La - Msel Clumn(O 0 ',SNP fl aw* Lant , CPSIIPt last Transaction Details: Credits: Debits: • Transaction Type # Trans Amount Transaction Type # Trans Amount SELL OF INVESTMENTS: 37 +23,731,527.61 JOURNAL FUNDS TO: 3 -17,505,911.64 41224708 (SOUTHERN TRUST COMPANY) Date Quantity Description Date Amount 06/18/19 15.000 (UM 06/25/19 56,149,343.64 05/18/19 1030.000 'CITIGROUP INC. VAR 99 DUE 12/31/99' 06/25/19 92,000,000.00 05/19/19 2.000.000 JBS INVESTMENTS 7.25% 06/24/19 97,356,568.00 24F OUE 04/03/24 05/21/19 79.000 'CITIGROUP IN 6.875% 05/21/19 2.000.000 *ASSURANT, INC. OUE 03/27/48' 06/21/19 5.760.000 JPMORGAN CHASE 8 VAR 07/10/19 25.000 CVNA 07/10/19 3.000 GOOG 07/10/19 2.000 GS 07/10/19 25.000 KARYOPHARM THERAPTIC 07/10/19 10.000 EKON MOBILE CHECK DEPOSIT FROM: +250,000.00 SOUTHERN COUNTRY INTERNATIONAL LTD JOURNAL OF SHARES RECEIVED FROM: 41224708 (SOUTHERN TRUST COMPANY) Date Quantity Symbol 06/27/19 10.000 XOM 06/27/19 10.000 ILMN 06/27/19 1,000 GS 11487413 (SOUTHERN FINANCIAL LW) Date Quantity Symbol 06127/79 3.000 GOOG 06/27/79 263.157 APO SDNY_GM_00006051 LiONuiEul OP\ITIAL EFTA_001201 10 EFTA01265984  06/27/19 7,000 GS 06/27/79 25.000 CVNA 06/27/79 7,000 AWN 06/27/79 25.000 KIM CD INTEREST PAYMENT 1 +35,681.25 INTEREST PAYMENTS 2 +620.39 Incoming TOA: DATE /Sham Dnaiption Status 05/20/19 79.000 CITIGROUP IN 6.875%9CD IC4K) SOLD 05/20/19 1.903.000 LLOYDS BANKING G 7.5%99F DUE 12/31/99 HEW IN ACCT 05/20/19 2.003.000 JBS INVESTMENTS 7.25%249 DUE 04/03/24 SOLD 05/20/19 3.003.000 CITIGROUP INC. VAR 99 DUE 12/31/99 SOLD 05/20/19 2.003.000 ASSURANT. INC. VAR 48 DUE 03/27/48 SOLD 05/20/19 5.760.000 JPMORGAN CHASE 8. VAR SOLO 05/20/19 15.000 UNITED TECHNOLOGIES(UTX) SOLD 05/20/19 80.000 GMAC CAPITAL T 8.125%PfD DUE 02/15/40 HEW IN ACCT SUBJ TO XTRO REDEMPTION IALLY4A) Transaction Spreadsheet Attached /Screenshot (Limited or No Transactions): 05/13/19 - 07/10/19 a CA111517 - Transacti... Investments: Positions AcCOont /413-2170 hales 08•91909 90, 90I titan erases erwnaaar T 9e Quantity $44/44 Mote Ulm 1.0:0 M4DI 4462(.O,4111C 241741 2,017,410.00 2.1.117 NO SALO GLCOAL 1.04T IP 11.16 9.436.910.02 0164 0/0911A 03 6745 0 CLASS A I 0 CO.I C004 OM OMP 7751 0 I MOM ALLTPRA CPAC GAPTrAL T9.125140193 MU 2.101,0:0.00 0110211$14, SUL TO rntoriSOCTIO. 0 6$ GOLDMAN SACHS GIMP 21.97 0 1 10.0:0 ELM WAN(MC 312.70 3,727,030.00 0 On KARTOPS,01THERAPTK 7.79 0 1.903.000 LLOYDS WONG G 7.3%991. 105.79 2,012,172.30 OIt 1)/1IA9 1O1:38 AM 1/11/2019 See the followingwire(s) and/or check image(s) subpage(s) if applicable to account transactions as noted above. LONE' QgNTIAL SDNY_GM_00006052 EFTA_0012011 I EFTA01265985 Incoming Transfer of Account (TOA) Incoming AccountTransfer: Incoming TOA: Date Quantity Description 05/20/19 79,000 CITIGROUP IN 6.875% PFD (C+K) 05/20/19 1,903,000 LLOYDS BANKING G 7.5%99F DUE 12/31/99 05/20/19 2,00&000 JIBS INVESTMENTS 7.25%24F DUE 04/03/24 05/20/19 3,00&000 CITIGROUP INC. VAR 99 DUE 12/31/99 05/20/19 2,000,000 ASSURANT, INC. VAR 48 DUE 03/27/48 05/20/19 5,76&000 JPMORGAN CHASE & VAR 05/20/19 15,000 UNITED TECHNOLOGIES (UTX) 05/20/19 8&000 GMAC CAPITAL T 8.125%PFD DUE 02/15/40 SUBJ TO XTRO REDEMPTION (ALLY4A) • Appears the incoming TOA was from TD Ameritrade account, however, unable to locate documents. Client Overview Cust RH BenefltS Bal Stu Trades/yr 0 Refiesh IdentlIkatbe Infoneatke Ms ID &Aetna Aeconab Voice AutheritkatIOn watit s Nan tett Add renew, Walk-In Meeting Rich came in to open the new colpetate account. Nave Otliarrida Took the application in. ItIOURIDKA/IN Da act al Sues >a •.c.i Cal neteritrai As I undreamt there is one equity and multiple bend positions. nes are coming from W. "re fro Miami ka latest He would also like to give authoreation to Paul Barret who is the trader and o sale ida genrator for Mr. Fppaein. He would like to get street srnsrt edge Date of Bleb ACthitylltie software. Would like to get 5 years of free trades as sera for this account. Repro 12/06/1972 (46 veers old) Pei weeds about... Mother's Heiden Name 9:51:30 AM 1012019 SDNY_GM_00006053 CQNFIDNTIpd_ CA 1151 - Transacuon ummary Page EFTA_00 I 20 I 12 EFTA01265986 Incoming Check Deposits Incoming Check Deposits: MS/WA IMMTORCO 1022 SOUTHERN COUNTRY INTERNATIONAL, LTD. ST MOI/At. VI 6100 IMO HOOK WATERS. SUITE 64 99•2019 • . . ' ' I PAY TO TIE Charles sdasb & Co Inc. $ - 250,000.00 i onceux j Two Hundroi FiftyThousand and 0011 {6 CO.LARS Charles Sch,iab S CD;Inc.' •Seierronwiwunnismal • • -1 r00 10 2 2e it Date Remitter Remitter: Drawee Bank Check Number Deposit Amt 05/13/19 CHECK DEPOSIT SOUTHERN COUNTRY INTERNATIONAL LTD FirstBank Puerto Rico #1022 250.000.00 Account QPNEILIFIlaTJAL SDNY_GM_00006054 EFTA_00120113 EFTA01265987 ACCT: 41224708 - [SOUTHERN TRUST COMPANY/ Account Type/Registration/Roles: Account Opened on 04/11/2019 An%Snit Ueda, attOitt 4121-47,311 f Cd. rr =WAS ,..C7 CO.* , 'C 'IMAM PIXIK pure. , Bl ri1s:at 4 Aocra4 14114•••(4) tf• T. 9 Cu. D In apt. ItICMOD ritOIAROCArn ARC, 0.7391 f091016.1 POA•••40tbnilllibiele Vow T.13 D.eerdeu ErclAqtA. •o. 0- 03 rem •••• D FA,PI /9.C, M . .. .1 Transaction Details: Credits: Debits: Transaction Type # Trans Amount Transaction Type N Trans Amount JOURNALED FUNDS/SHARES FROM: 5 18,047,455.00 FX WIRED FUNDS DISBURSED TO: 1 -12,708,324.00 # 11481413 (SOUTHERN FINANCIAL LLC] MARC LEON in MOROCCO (returned) MARC LEON (2nd attempted ) Date Amount 06/24/19 $540,589.91 JOURNAL OF SHARES TO: 14332170 (SOUTHERN COUNTRY INT] 07/02/19 $953.45 Date Quantity Symbol #14332170 (SOUTHERN COUNTRY INT.] 06/27/19 10,000 XOM Date Amount 06/27/19 10,000 ILMN 06/25/19 $8,149,343.64 06/27/19 1,030 GS 06/25/19 $2,000,000.00 06/24/19 $7.356568.00 BUY 1 -198,460.00 05/21/19 (1,000 shares of GS) FX RETURNED WIRE - MARC LEON 2 12,070,506.60 REINVEST DIVIDENDS 3 -4,841.18 WIRED FUNDS RECEIVED FROM: 1 2,000,000.00 WIRE FEE 1 -25.00 SOUTHERN TRUST COMPANY INC SELL 1 1,059,144.44 06/21/19 1,000,000 BANK OF AMERICA FUNDS RECEIVED FROM: 1 250,000.00 SOUTHERN TRUST COMPANY INC QUALIFIED DIVIDEND 2 9,550.00 CASH DIVIDEND 3 4,841.18 SCHWAB INTEREST PAYMENT 3 1,792.30 incoming TOA: Date Quantity Symbol Description STATUS 04/30/19 10,000 XOM EXXON MOBIL CORP SOLD 04/30/19 10,000 ILMN ILLUMINA INC ACCT-2170 04/30/19 1,000,000 BANK OF AMERICA C VAR SOLD SDNY_GM_00006055 N.FIDENTIAL cAIP5,7_.ransaction Summary age I EFTA 00120114 EFTA01265988  99 DUE 12/31/99 Transaction Spreadsheet Attached /Screenshot (Limited or No Transactions): 04/11/19 - 07/10/19 a CA111517 - Transactio... Investments: No investments as of 07/10/2019 Positions Account 4122-4708 Positions Displayby Symbol WKS= grststrall Positions are:epos Type QtJanbly Symbol Quote I Market Value Name 7:08:39 AM 7/11/2019 See the following wire(s) and/or check image(s) subpage(s) if applicable to accounttransactions as noted above. SDNY_GM_00006056 cNEIDENTIAL Al;;?5,7_ iransaction Summary age I_ EFFA_00120115 EFTA01265989 Incoming Wires Incoming Wires: ACCOUNT ID ACTIVITY DT IRAN AM WIRE TAG CD WIRE TX 41224708 04/17/2019 2,000,000.00 :20: F01910707AB501 41224708 04/17/2019 2,000,000.00 :32k 190417USD2000000, 41224708 04/17/2019 2,000,000.00 :50K: /0044129244 44129244 - SOUTHERN TRUST COMPANY, C/O HBRK ASSOCIATES, INC 575 LEXINGTON AVENUE,4TH FLOOR NEW YORK, NY 10022 41224708 04/17/2019 2,000,000.00 :52A: BKTRUS33PWM 41224708 04/17/2019 2,000,000.00 :53D: /C/40553953 CHARLES SCHWAB + CO INC ATT CASH ACCOUNTING 120 8 101 MONTGOMERY ST SAN FRANCISCO CA 94104 41224708 04/17/2019 2,000,000.00 :59: /40553953 CHARLES SCHWAB AND CO INC 399 PARK AVE NEW YORK NY 10022 41224708 04/17/2019 2,000,000.00 :70: FOR FURTHER CREDIT TO ACCOUNT NAMES SOUTHERN TRUST COMPANY INC ACCOUNTNUMBER 41224708 IMAD 20190417B1Q8383C 015657 41224708 04/17/2019 2,000,000.00 :72: /INS/BKTRUS33XXX SDNY_GM_00006057 CQNFIDENTIAL CA 1517 - ransaction Summary Page 13 EFTA_001201 16 EFTA01265990 Outgoing Wires Outgoing Wires: Wire requested to be returned: 11110••••••• • 41m-11•901•01•91 WILMS Case Delo& One Ti. St Coe ID red Rt. PO "td 'Wt. ',el Coo Woo Rachod•Cookeed Pak WI KS0000•2123.04 in Sal ••••e 'no Nor at& owe WPC LEON Tater DetAls ONtowes 06Soso DO fl PACO 1ST RCM 6? 01E Zoi News Dot clWatOli NOWT:Ot Vibe 016 %a %' Tao SA Cony PCAOCCO Poor Connor foe IEUQ DTA* %WC KC Owego, 1 UM OAPROCI No4 Mow IT YO 10 No knot°, AM IL191100.03 Owe No USD AniPatl $12.701.31•00 Nast SAM ALLA Mw0 COACD. .21.4% Ilideorellowles IQ 14 tertrott IQ Wows WpfeaSTRASSE 36 t 0 OM .010 AA kryl AWCP WI PO AJAX, * LOA lentepow OS • WON by LIFPIQ Care, santramo Goatee Oc 0Q26/2019 CceoNO K. Ototed LOW NOM Wee 0 eas OW VOA fl VW I) 11•Ws 1799:93 OVW500 POST IttASCP4 AJTICOMJ, AACK • WAIT IWO ACC OSCONC019 Q 19 100 WO PESACH ZAIWCALLCC 109 • OAR IOC 00/31/2019 1PAL19 10Q 100 P/MCO ant= OM . MAY WMPM 05,76/M9 OOP 19 W.Q AQ • PfASO. AINCO1213) EVA EXEOFE cro Palim wool Wats 7:21:53 AM 7/11/2019 Secondary wire request, but was requested to be canceled. Wow Pawn Ow-1mo (Cow I 1211.dde Case DNA& Sae I oPP1 loci Po not Part. Ta oVaroto. Caw '•9••• RenWOCowied Bank RAI to Ate • We Ma-o/so Trader toetalls TM a WOOL Z7 (COI 6 Y WO leo ow: Iam :Now:We 0f/D/519 Wow CAPOWLOZO• ewo 114.990):03 00 One Leak CoNwor HMCO Dow SWAT Az Net Fee 129 MAWS leI F. WroPaQ. OlcoN! LW whew vas • wiled LALQ NW* AMY, MM MM A00 C001'0 . LAX Otase o. 07OVA:99 (weld O., sperm 1/•494:0STRASSC X • 0 5a SOD SA Cooed El• AKA WL104 SAW WSW Carty SI47TIISSYO Nola Ca I 'Pa LQ) 1. 1w D Noes 0)I14/51G to Ps al WQ anositarcoed • see larg car 'MNYIN" 0000010 14•26W WQ SYSTRUCCTICA•CLLED 070111319 11.1947 'Z W • OA:04 COoliC •NriVACCr WI COT 0/105/2019 YIN MASCO COWED LOA •VINIELOANININ 07AQQ019 11•74.47 wry masa Amour visr.curr W Q Arkainal Mites 7:11219 AM 7/11/2019 SONY_GM_00006058 CONFIDENTIAL CAI 11517 -"transaction Sunuittry Page 14 EFTA_00120117 EFTA01265991 Incoming Transfer of Account (TOA) Incoming Account Transfer: Incoming TOA from MERRYL LYNCH Account #603118 Date Quantity Symbol Description 04/30/19 10,000 XOM EXXON MOBIL CORP 04/30/19 10,000 ILMN ILLUMINA INC 04/30/19 1,000,000 BANK OF AMERICA C VAR 99 DUE 12/31/99 • • JIM NOM Mt MUMS MA 0101LAI: :. Met 10.C12 A.A:LAba 11:30