EFTA01383318.pdf

Portfolio Holdings (continued) Unrealized Estimated Estimated Date Anointed Quantity Unit Oast Cost Bags Market Price Market Value Giniloss Annual Income Yield EQUITIES (continued) Common Stocks (continued) CARVANA CO CL A &entity Identifier: CVNA Dividend Option: Cash CUSP:146869M 06118/18 2,500.000 42.7900 106,975.00 32.7100 81,775.00 -25,200.00 06118/18 5,000.000 44.3400 221,699.15 32.7100 163,550.00 -58,149.15 06118/18 5,000.000 44.0400 220,200.00 32.7100 163,550.00 -56,650.00 06118/18 2,500.000 43.5400 108,850.00 32.7100 81,775.00 -27,075.00 06119/18 2,500.000 42.6740 106,686.00 32.7100 81,775.00 -24,911.00 06119/18 2,500 000 43.0850 107,712.93 32.7100 81.775 00 -25,937.93 06119118 2.500.000 42.1520 106,879.20 32.7100 81.775.00 -25,104.20 06119/18 2,500.000 42.8400 107,100.00 32.7100 81,775.00 -25,325.00 Total Covered 25,000.000 1,086,102.26 817,750.00 -268,352.28 Total 25.000.000 11,086,102.28 $817.750.00 .6268 352 28 $0.00 UNITED TECHNOLOOESCORP COM Security Identifier: UTX Dividend Option: Cash CUSIP.92,017139 06120118 15.000 000 125.5300 1162.944 30 106 4800 1 597 200 00 -285,744.30 44,100.00 2.76% Total Common Stocks $6,205,234.56 $5.521.780.00 4683,454.58 $44,100.00 Preferred Stocks (List ed by expiration date) CITIGROUP INC DEP SUS REPSTG1,1200TH Seaway Identifier: C PRK PFD SER K DIV 6175% PERPETUAL MAU CUSP:12967341 PERPETUAL CALL WS/23025.00 Dividend Option: Cash 02103/14 79,000.000 25.3090 1,999,418.90 26.2200 2,071,380.00 71.961 10 135,781.32 6.55% Total Preferred Stocks $1,999,418.90 $2,071,380.00 $71,961.10 $135,781.32 TOTAL EQUITIES $8,204,653.48 $7,593,160.00 4611,493.48 $179,881.32 Unrealized Awued Estimated Cad Baia Markel Value Ottoman Interest Annual Income TOTAL PORTFOLIO HOLDINGS $20,632,229.98 $19,756,141.88 4876,068.10 622,264.21 $379,662.94 • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1988, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as " noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal payd owns. The calculation is based upon the Page 4 of 10 Account Number:NIG-024943 Rated Ewellere Clewing through Persales UM. • wholly aimed kmerrslons Go paperless way,MINIM' 4 Every Year Since 2007 OMAR MTIOCOMPAVNICA71076 EXCELIDKE sabskiwy of Mellow& al Ni. Yort Mellon Cerixwation (BNY Melon) Per Oat LLC. membef AURA. NYSE StPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083013 CONFIDENTIAL SDNY_GM_00229197 EFTA01383318