EFTA01345194.pdf

KYC Print Page 1 of 19 DB PWM GLOBAL KYC/NCA PART A KYC Cases 01790739 S;a:JS 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSH!P Booking Center New YON Relationship Manager: Stewart Oldfield ❑ New PWM Relationship :7_.1Existng PWM Relationship Relationship to FWM: If existing, please indicate since when the relationship exists. provide reason for new profile and attach o'd profile: '• • This KYC is a periodic review for high risk remedation• • • Original KYCI 348733 J Client Referral ❑ RM Prospect 0 Intermedlary/FIM • Other Source (CIB, etc.) How Was the Clients) Introduced? How long has the RM personally Please provide details ( g. name of referral source, how many years RM personally has known client. known the client? etc.): Jeffrey Epstein readied out to Stew Oldfield on 3/7/17 to have a new acct opened under Zorro Management LLC and add two new signora to this new acct only. Does Deutsdie Bank pay 0 Yes I RI No a retrocession or similar compensation to a third party for the introduction pie Yee describe): of this relationship? Lit all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date OntendecUactua-i Aixount(s) I Gratitude America, Ltd 2/18/2015 2 j Neptune, LLC - Deporit 10/18/2013 3 5 NES, LLC - Deposit 11/8/2013 Who is the primary contact person for the Referred method of RM? (Note: This person Darren Indyke contact(indicate phone needs to have signatory no., fax no., e-mail rights and/or information address, etc): right for the accounts.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&e... 7/30/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031397 CONFIDENTIAL SONY GM_00177581 EFTA01345194