EFTA01364327.pdf

Part 2 Is the vehicle an operating company which does not own or propose to acquire securities having a value of 40% or more of the value of its total assets' on an unconsolidated basis? (Please note that the attached client certifications needs to be provided.) Yes, the entity is an operating company engaged in the business of and a client certification is attached No Part 3 Please contact pwmvolckerresource©Ilst.db.com Volcker onboarding approval of this vehicle If you — Did not check any box in Section 1. or — Checked 'no" in Section 2. If you either checked any box in Section 1 or checked "yes* in Section 2 and have obtained a client certification, please attest and sign as follows: I attest that the above information is accurate and current and based on information provided to me by v•• as contact for S..pitt•<-• set- &rattle of Chem Rereneentetive ey,D vviAnz— C-Ciet-i -7C4—. 2- i‘44 I ?— Name of Chien Reentsentalhfe Oats 3 The meaning of "secunly In this context is broadly construed and includes. but is not smiled to. stocks. bonds. other debt instruments. security futures, as wel as any put. call or other option on any security. Value to total assets is excluding U.S. government securities and cash items. 5 See end of document for Certification. Page 20(3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054855 CONFIDENTIAL SDNY_GM_00201039 EFTA01364327