EFTA01344392.pdf

leepers Derivatives (: - ALL Holdings Transferrable Haze Derivatives ( - ALL Holdings Transferrable STC Asset I. - ALL Holdings Transferrable Southern Trust ( • ONLY Cash Is Transferrable. Please see attached statement. SFFLC Asset (. ALL Holdings Transferrable SFLLC Derivatives (. - Non-Transferrable Holdings: Holding Identifier Market Value Notes JPY PUT CAD CALL FX (Z $ 1,578,637.62 EUR STYLE OPTION (EXP 10/8/13) WTI CALL OPTION USD $ 549,233.65 PUT (EXP 2/14/14) LONG TOTAL RETURN 406,638.41 SWAP (7/20/14) WY PUT USD CALL FX - EUR STYLE OPTION (EXP 9/10/13) JPY CALL CAD PUT FX XJPYCATZZ - EUR STYLE OPTION (EXP 10/8/13) 1PY SELL CAD FWD FKIPYBERE (152,437.87) (CONTRACT FX RATE VALUE 10/10/13) WTI PUT OPTION USD OTCBDPKGF (591,105.94) CALL (EXP 2/14/14) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029779 CONFIDENTIAL SDNY_GM_00175963 EFTA01344392