EFTA01460823.pdf

KCP-US Capital Markets Needs + Remaining Questions — Heat Map Li = considerable progress made 0 = current inefficiency/poor client experience severe barrier = Point Person(s) to Status Issue Description Address Formalize trade idea generation process and coverage capabilities of Nay Gupta, Ziggy Progress made, need to Marketing Materials Kozelsky, Will Leong, KCP Capital Markets Team (both US and Global). expedite process (1) Connect Global KCP Capital Markets teams, scaling trade ideas and execution. Nay Gupta, Daniel Need to streamline Internal Connectivity (2) Ramp up execution capabilities with relevant CMS traders across equities, Sabba, Vahe connectivity with Global Stepanian, KCP desks + CB&S credit, derivatives, FX, etc. sales/trading Pricing Models, Valuation Need direct access to DB proprietary pricing models/systems to provide clients Nay Gupta, Daniel In Progress 4 FX Sabba, Vahe Stepanian granted. Need equity and Trading Systems with regular, accurate valuations and performance reports. derivatives, etc. Reduce silos across products and divisions, including CB8S Onboarding vs. AWM Ziggy Kozelsky, Need to create client (especially equity derivatives). Include GTB SLA negotiations here for select KCP- Mathew Negus, Vahe friendly KCP Capital Streamline Account Set-Up Stepanian Markets onboarding US clients (i.e. Institutional Prime Brokerage). package AWM Credit Nicholas Haigh, Address bandwidth constraints that restrict trade execution and ISDA negotiation. Daniel Sabba Risk Management Accurate and consolidated performance reporting, inclusive of Listed and OTC Daniel Sabba, Mathew Reporting Negus, Vahe Stepanian Positions Broad based account access to all relationships on KCP desk to facilitate seamless Zbynek Kozelsky, Progress made. Need Infrastructure Mathew Negus improved revenue coverage, revenue tracking, and KCP relationship analysis. tracking. Deutsche Asset 7 & Wealth ManagernkInt For Internal Use Only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122377 CONFIDENTIAL SDNY_GM_00268561 EFTA01460823