EFTA01374608.pdf

From: Martin Zeman Sent: 6/20/2018 2:10:32 PM To: Stewart 0ldtield CC: Liam Osullivan ; Davide-A Sferrazza ;Joshua Shoshan [email protected]]; Xavier Avila ; Daniel-E Kaiser Martin Zeman I ; Nina Tona ;Alastair Mackinlay I I tan Salters I I; Vahe Stepanian Subject: Southern Financial P/L - YID [C] Attachments: 2018.06.18 - SOFL - OTC activity.xlsx Importance: High Classification: Confidential Stewart, Here is the breakdown of what the YT0 P/L for Southern Financial looks like: Pershing — includes any bonds, equity, listed equity options • Main SFLLC Account = $72,817.40 ($26,440 of that is ECM which stopped in February plus a one-off deal in March on Dropbox) Haze Trust = $20,142.18 OTC • See attached spreadsheet for details on the OTC business. Sheet 1 -> FX = $32,394 Sheet 2 -> Rates = $40,488 (note sheet 3 includes bond deals that are already included in the Pershing numbers above) Total = $165,841 Martin Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc KCP products and services are intended and available only for persons who am sophisticated institutional investors within the meaning of the F1/VRA Rule 4512(C)(3), and who are capable of evaluating the strategies. characteristics and investment risks ot and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBS& or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential andpersonal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DB& or any outs affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069376 CONFIDENTIAL SDNY_GM_00215560 EFTA01374608