EFTA01373858.pdf

--Original Message--- From: Richard Kahn [mailto Sent: Thursday, July 13, 2017 11:06 AM To: Vahe Stepanian Cc: Stewart Oldfielda>, Darren Indyke ;Jeanne Brennan Subject: .1... 11 we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please confirm with darren thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel cel On Jul 13, 2017, at 10:57 AM, Vahe Stepanian • > wrote: Classification: Confidential Hi Rich - Southern Financial can trade listed options, including sold puts. On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that we would need on file before trading OTC options. Thank you, Vahe ---Original Message--- From: Richard Kahn mailto Sent: Thursday, July 13, 2017 10:27 AM To: Vahe Stepanian Cc: Stewart Oldfield Subject: are we equip to sell puts? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068261 CONFIDENTIAL SDNY GM_002144145 EFTA01373858