EFTA01451113.pdf

e an roup 08 Jan 2014 SOUTHERN FINANCIAL, LLC Page 2 Of 2 Request 182298 - As of 08 Jan 14 Deutsch* Bank AG SOUTHERN FINANCIAL, LLC PX • Options Settlement Not.Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FX OPTK)II 21-Nov-2013 20.Nov.2014 25-Nov-2014 (1.003.033.00) USD 101.030.000 JPY SHORT EUROPEAN CALL 101.0003 (58.47223) FINANCIAL. LLC SOUTHERN FXCPTION 21blov4)13 20-Nov-2014 25-Nov-2014 (21.000.60) USD 0 JPY LONG ELRCPEAN 0.0000 10 727 40 FINANCIAL, LLC SOUTHERN EXOPTION 21.floo.2013 20-Nov.2014 25-Nov.2014 121,000 KT USD 0 JPY LONG EUROPEAN 0.0000 9 355 29 FINANCIAL, LLC SOUTHERN EX OPTION 21.Nov.2013 20-Nov.2014 25-Nov.2014 (21.000 00) USD 0 PY LONG EUROPEAN 0.0000 8.12361 FINANCIAL. LLC Subtotal: (30.26593) Mgt (30 65 93) Statement ID : 182298_20140108_20140109_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0107324 CONFIDENTIAL SDNY_GM_00253508 EFTA01451113