EFTA01384090.pdf

KYC Print Page 1 of 15 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01082293 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELAllONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Morris F New PWM Relationship r Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: F Client Referral F RM Prospect F Intermediary/FIM F Other Source (GB, etc.) How Was the Client(s) Introduced? How long has please provide details (e.g. name of referral source, how many years RM personally has known client, the RM personally known etc.): Jeffrey Epstein was a client of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual the client? friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bong some of his hinds over to JPMorgan Does Deutsche Bank pay a r Yes F No retrocession or similar compensation to a third party for the introduction (If Yes, desaibe). of this relationship? List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) Account(s) 1 F Southern Financial, LLC 8/19/2013 2 F Southern Financial, LLC 8/19/2013 3 F Southern Trust Company, Inc. 8/19/2013 4 F Southern Trust Company, Inc. 8/19/2013 Who i the primary ontact person for the RM? (Note: Preferred method of This person needs to have Jeffrey Epstein contact(indicate phone signatory rights and/or no., fax no., e-mail information right for the address, etc.): accounts.): https://na4.salesforce.corn/servlet/servlet.Integration?'id=01N30000000D9Di&eid=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0084093 CONFIDENTIAL SDNY_GM_00230277 EFTA01384090