EFTA01444622.pdf

EFTA01444622 EFTA01444623 Deutsci'.e Bank Wealth Management Business Decosit Accoijnt Ooe-r The 2017 Caterpillar Trust Accouni Tiilo 01/03/2017 C'li*' 0"rri erpillar Trust Taxp.iv"t ID ^!u^nbl!r (TINj Emiiv'Conipjny Name 6100 Red Hook Quarter B3, St Thomas Cily 00802 Miiilinti Address ?ip Business Telrsphone Number BuMiiess P.iy. Mnmher 0»i»i Miimiu'i Legal Address (il dillercnr from mmling address: Ciiv SMti' /.in Client Relationship Corporation Foundation Non-Profit Organization Limited Liability Company (LLCl Atlotney Escrow Accouni Partnership Landlord Master Escrow Limited Liability Partnership (LLP) / Trust Estates Private Wealth Premium^*^ DBTCA Accounts Deutsche Sank AG NY Branch Accounts / Checking Accouni Deutsche Bank AG NY Preferred Banking Accouni Deutsche Bank AG NY Prefeirrid Certificate of Deposit Checking with Interest Money Market Deposit APY Term Promn tfini EFTA01444624 OBTCA Coriificaie of Deposit iDOICA doposi; rril-.inivij. iI":'Ki v. n .1 IjR AG Ii'rms ,inrt Ccmdillnnsl Term APY Cash Master Sweep Account Tnrget Amoiin! Trigger Amoiini Banking Services Deluxe Checkbook Debit Cards —Business Debit Card Name Only Name and Address Duplicate Statement SiVlP Code Color Nnme Internet Banking Services Addrosf. DB Private Wealth Online Plus Link to existing online relationship: City Stiilo Zil) Code •A'Mv5r2«!S oissad.oszo;? Page i of 3 Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Fedeiai law lequues all financial institutions to obtain, verify and record inforniaiion that identifies eaeh jjeison who esuiblishes .-m aceouni. investment Of other business relationship with a financial institution. This means that wn will ask io: yom name, address and olhei information that will allow us to identify you. We may also ask to .see identifying documents such as a cciiilicatc of formation or good standing (legal entities) or a passport or oilier pnoto identificaiion imdivicluals). Information Sharing You authorize Deutsche Bank to share information about you and youi Account as set foriii in oui Privacy Policy, mcludinci any disclosures thai (T) Deutsche Bank believes are required by applicable law and regulations that apply to Deutsche Bank or others, including disclosure of information about you and yoin Account to any government agency of solf-ieciuiaiory body on request. 12) is necessary or appropriate in connection with Duuischo Bank's provision nl services under this Agreement, or (3) is requested by a financial institution, financial mienr.odiai'y. or oihc-r third jinny in orrlct to assist stich person with compliance with law applicable to such person in connection with sci vices pmviflod in ymi or on your belialf. EFTA01444625 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid m the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management liims and iheii clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses, source of funds and, if necessaiy. legal leprescniaiives, authonzcd signaioiics. beneficial owners of control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or insiituuonal information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to vorifv ihosc changes. ATM/Debit Service You agree that the retention or use of the ATM/Debii card consiiitues acceptance of the terms and conditions ol the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts Internet Banking Service If you have selected to receive Internet Banking Services, you uncleistand that you will he requited to omcr into a separate Internet Banking Services Agreement v\'ith DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge leceipt of DBTCA's Privacy Notice included in the Application Padtage. Non-U.S. Organizations: Confirmation of Tax and Compliance Responsibilities You confirm that it is your responsibility to kilfill any lax obligations and any other legulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furihermoie, you confirm that the m.- cessoiy mloimuiion fto the bust of youi know'ledge and capabilities) is made available no less than annually to the reievani benelicial ownens), sonilor(s), benoficiaiyfies), partner(s), etc., to enable him/her/them to fulfill any respective lax obliciaiions that may arise foi him/hei/them in connection with your business relationship with DBTCA. Please complete and anach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing belovi.'. you acknowledge receipt of the Terms and Conditions for Deposit Accounts aitachoci to this Application and agree to be bound by them. In addition, you agree to notify us immediately ol any material ciinnuc to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions foi Deposit Accounts are subject to change. EFTA01444626 C1135a*5.0W01V Page 2 of 3 Acceptance You underst ^nd that this appticoiion jo subject to acccptonce by DBTCA. & "OiCoPfi Pwjl Name (9 fee,. O>iu< 7.' Pfini .V.iitv D'lii' For Bank Use Only Reviewed by: Siyn.ituio Name Trlk- Dale Accepted by OBTCA; V 7/ I Hi Vf Titti* OAie Account numbers; 00A NOW MMOA CO/OQAG EFTA01444627